{
  "crd_number": 299122,
  "slug": "haws-financial-planning-llc-sierra-vista-az-299122",
  "primary_business_name": "HAWS FINANCIAL PLANNING LLC",
  "legal_name": "HAWS FINANCIAL PLANNING LLC",
  "dbas": [
    "HAWS FEDERAL ADVISORS"
  ],
  "city": "Sierra Vista",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "43420",
  "metro": {
    "cbsa_code": "43420",
    "common_name": "Sierra Vista",
    "msa_name": "Sierra Vista-Douglas, AZ",
    "path": "/advisors/az/sierra-vista"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-08-12",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-07-30",
  "carried_forward": false,
  "raum_total": 105000000.0,
  "raum_discretionary": 105000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 105000000.0,
      "count": 90
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "LA",
    "MD",
    "OH",
    "TX",
    "VA"
  ],
  "websites": [
    "https://hawsfederaladvisors.com",
    "https://planyourfederalbenefits.com",
    "https://podcasts.apple.com/us/podcast/haws-federal-advisors-podcast/id1496285434",
    "https://youtube.com/c/PlanYourFederalBenefits"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299122",
  "city_as_filed": "SIERRA VISTA",
  "url": "https://advisorcensus.com/firm/haws-financial-planning-llc-sierra-vista-az-299122",
  "display_name": "Haws Financial Planning LLC",
  "summary": "Haws Financial Planning LLC is an SEC-registered investment advisory firm in Sierra Vista, AZ, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 30, 2026.",
  "citation": "AdvisorCensus. Haws Financial Planning LLC (CRD 299122): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Educational seminars/workshops",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Haws Financial Planning LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Haws Financial Planning LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Haws Financial Planning LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated July 6, 2026 states: Asset-based fee: 1% to 1.5% a year (a range, as the brochure states it); Subscription: $100 to $1,000 a month (Comprehensive Financial Planning); Flat fee: $950 to $10,000 (Project-Based Financial Planning); Hourly rate: $100 to $500 an hour (Project-Based Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Haws Financial Planning LLC located?",
      "a": "Haws Financial Planning LLC's principal office is in Sierra Vista, AZ, according to its Form ADV."
    },
    {
      "q": "Is Haws Financial Planning LLC registered with the SEC or a state?",
      "a": "Haws Financial Planning LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 299122."
    },
    {
      "q": "How much does Haws Financial Planning LLC manage?",
      "a": "Haws Financial Planning LLC reports $105,000,000 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Haws Financial Planning LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (90)."
    },
    {
      "q": "Which custodians does Haws Financial Planning LLC use?",
      "a": "Haws Financial Planning LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Haws Financial Planning LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299122"
    },
    {
      "q": "Does Haws Financial Planning LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 6, 2026 says: \"We do not have a minimum account size requirement.\""
    },
    {
      "q": "What changed in Haws Financial Planning LLC's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Newly registered with the SEC."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 6, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "1% to 1.5% a year",
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Subscription: $100 to $1,000 a month (Comprehensive Financial Planning)",
      "Flat fee: $950 to $10,000 (Project-Based Financial Planning)",
      "Hourly rate: $100 to $500 an hour (Project-Based Financial Planning)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 1% to 1.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Our flat fee ranges from 1% - 1.50%, based on complexity. The annual fees are negotiable and are pro-rated and paid in arrears on a monthly basis based on the value of Client’s account(s) as of the last day of the billing period."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "We do not have a minimum account size requirement."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $100 to $1,000 a month (Comprehensive Financial Planning)"
        ],
        "quotes": [
          "Haws Financial Planning charges a recurring fixed fee for Comprehensive Financial Planning. Fees are paid monthly in arrears, ranging from $100 to $1,000 per month."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $950 to $10,000 (Project-Based Financial Planning)"
        ],
        "quotes": [
          "Fixed Fee- The fixed fee will be agreed upon before the start of any work. The fixed fee can range between $950.00- $10,000.00."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $100 to $500 an hour (Project-Based Financial Planning)"
        ],
        "quotes": [
          "Hourly Fee- The hourly fee ranges between $100 and $500 per hour, depending on complexity and is due at the completion of the engagement."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        1.0,
        1.5
      ],
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "subscription",
          "amount": null,
          "min": 100.0,
          "max": 1000.0,
          "period": "monthly",
          "service": "Comprehensive Financial Planning"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 950.0,
          "max": 10000.0,
          "period": "one_time",
          "service": "Project-Based Financial Planning"
        },
        {
          "kind": "hourly",
          "amount": null,
          "min": 100.0,
          "max": 500.0,
          "period": "hour",
          "service": "Project-Based Financial Planning"
        }
      ]
    },
    "quotes": [
      "Our flat fee ranges from 1% - 1.50%, based on complexity. The annual fees are negotiable and are pro-rated and paid in arrears on a monthly basis based on the value of Client’s account(s) as of the last day of the billing period.",
      "We do not have a minimum account size requirement.",
      "Haws Financial Planning charges a recurring fixed fee for Comprehensive Financial Planning. Fees are paid monthly in arrears, ranging from $100 to $1,000 per month.",
      "Fixed Fee- The fixed fee will be agreed upon before the start of any work. The fixed fee can range between $950.00- $10,000.00.",
      "Hourly Fee- The hourly fee ranges between $100 and $500 per hour, depending on complexity and is due at the completion of the engagement."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/haws-financial-planning-llc-sierra-vista-az-299122.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 90,
      "fewer_than_5": false,
      "raum": 105000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299122",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}