# Hawks Point Capital Partners LLC

> Hawks Point Capital Partners LLC is an SEC-registered investment advisory firm in Rye Brook, NY, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 307006
- Filed as: HAWKS POINT CAPITAL PARTNERS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rye Brook, NY
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307006
- AdvisorCensus page: https://advisorcensus.com/firm/hawks-point-capital-partners-llc-rye-brook-ny-307006

## Quick answers

**How is Hawks Point Capital Partners LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Hawks Point Capital Partners LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Hawks Point Capital Partners LLC located?**
Hawks Point Capital Partners LLC's principal office is in Rye Brook, NY, according to its Form ADV.

**Is Hawks Point Capital Partners LLC registered with the SEC or a state?**
Hawks Point Capital Partners LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 307006.

**How much does Hawks Point Capital Partners LLC manage?**
Hawks Point Capital Partners LLC reports $61,360,000 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (0% discretionary).

**How have Hawks Point Capital Partners LLC's assets and staff changed since 2022?**
In the Form ADV data for Hawks Point Capital Partners LLC: Regulatory assets under management: $25,000,000 in the October 2022 data and $61,360,000 in the October 2026 data, up 145%. Total employees: 4 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hawks Point Capital Partners LLC serve?**
By number of clients on Form ADV Item 5.D: other investment advisers (1); insurance companies (1).

**Does Hawks Point Capital Partners LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307006

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $61,360,000
- Discretionary: $0
- Non-discretionary: $61,360,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Other investment advisers | 1 | $23,460,000 |
| Insurance companies | 1 | $37,900,000 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2021 (4 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hawkspointcapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $25,000,000 | 4 | February 25, 2022 |
| October 2023 | $75,000,000 | 4 | March 31, 2023 |
| October 2024 | $53,000,000 | 3 | May 15, 2024 |
| October 2025 | $57,320,000 | 3 | March 31, 2025 |
| October 2026 | $61,360,000 | 3 | March 25, 2026 |

Regulatory assets under management: $25,000,000 in the October 2022 data and $61,360,000 in the October 2026 data, up 145%.
Total employees: 4 in October 2022 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hawks Point Capital Partners LLC (CRD 307006): Form ADV filing data as of October 2026.