{
  "crd_number": 307006,
  "slug": "hawks-point-capital-partners-llc-rye-brook-ny-307006",
  "primary_business_name": "HAWKS POINT CAPITAL PARTNERS LLC",
  "legal_name": "HAWKS POINT CAPITAL PARTNERS LLC",
  "dbas": [],
  "city": "Rye Brook",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-12-21",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-25",
  "carried_forward": false,
  "raum_total": 61360000.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 61360000.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "insurance_companies": {
      "raum": 37900000.0,
      "count": 1,
      "fewer_than_5": true
    },
    "other_investment_advisers": {
      "raum": 23460000.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NY"
  ],
  "websites": [
    "https://hawkspointcapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/307006",
  "city_as_filed": "RYE BROOK",
  "url": "https://advisorcensus.com/firm/hawks-point-capital-partners-llc-rye-brook-ny-307006",
  "display_name": "Hawks Point Capital Partners LLC",
  "summary": "Hawks Point Capital Partners LLC is an SEC-registered investment advisory firm in Rye Brook, NY, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.",
  "citation": "AdvisorCensus. Hawks Point Capital Partners LLC (CRD 307006): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Hawks Point Capital Partners LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Hawks Point Capital Partners LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Hawks Point Capital Partners LLC located?",
      "a": "Hawks Point Capital Partners LLC's principal office is in Rye Brook, NY, according to its Form ADV."
    },
    {
      "q": "Is Hawks Point Capital Partners LLC registered with the SEC or a state?",
      "a": "Hawks Point Capital Partners LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 307006."
    },
    {
      "q": "How much does Hawks Point Capital Partners LLC manage?",
      "a": "Hawks Point Capital Partners LLC reports $61,360,000 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (0% discretionary)."
    },
    {
      "q": "How have Hawks Point Capital Partners LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Hawks Point Capital Partners LLC: Regulatory assets under management: $25,000,000 in the October 2022 data and $61,360,000 in the October 2026 data, up 145%. Total employees: 4 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Hawks Point Capital Partners LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: other investment advisers (1); insurance companies (1)."
    },
    {
      "q": "Does Hawks Point Capital Partners LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307006"
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 25000000.0,
      "total_employees": 4,
      "filing_date": "2022-02-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 75000000.0,
      "total_employees": 4,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 53000000.0,
      "total_employees": 3,
      "filing_date": "2024-05-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 57320000.0,
      "total_employees": 3,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 61360000.0,
      "total_employees": 3,
      "filing_date": "2026-03-25"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/hawks-point-capital-partners-llc-rye-brook-ny-307006.md",
  "clients": [
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 1,
      "fewer_than_5": true,
      "raum": 23460000.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 1,
      "fewer_than_5": true,
      "raum": 37900000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/307006",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}
