{
  "crd_number": 167236,
  "slug": "havenshare-financial-llc-167236",
  "primary_business_name": "HAVENSHARE FINANCIAL, LLC",
  "legal_name": "HAVENSHARE FINANCIAL, LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2015-04-07",
  "years_registered": 11,
  "period": "2026-10-01",
  "filing_date": "2026-04-01",
  "carried_forward": false,
  "raum_total": 670479827.0,
  "raum_discretionary": 48710004.0,
  "raum_non_discretionary": 621769823.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 670479827.0,
      "count": 7
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167236",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/havenshare-financial-llc-167236",
  "display_name": "Havenshare Financial, LLC",
  "summary": "Havenshare Financial, LLC is an SEC-registered investment advisory firm, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 1, 2026.",
  "citation": "AdvisorCensus. Havenshare Financial, LLC (CRD 167236): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Havenshare Financial, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Havenshare Financial, LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees); other."
    },
    {
      "q": "How much does Havenshare Financial, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated April 1, 2026 states: Subscription: $2,500 to $25,000 a month (monthly retainer); Hourly rate: $175 to $750 an hour (helping a Client investigate or evaluate a specific investment). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is Havenshare Financial, LLC registered with the SEC or a state?",
      "a": "Havenshare Financial, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 167236."
    },
    {
      "q": "How much does Havenshare Financial, LLC manage?",
      "a": "Havenshare Financial, LLC reports $670,479,827 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (7% discretionary)."
    },
    {
      "q": "How have Havenshare Financial, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Havenshare Financial, LLC: Regulatory assets under management: $428,579,560 in the October 2021 data and $670,479,827 in the October 2026 data, up 56%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Havenshare Financial, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (7)."
    },
    {
      "q": "Does Havenshare Financial, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167236"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 428579560.0,
      "total_employees": 2,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 605348826.0,
      "total_employees": 2,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 602125538.0,
      "total_employees": 3,
      "filing_date": "2023-09-25"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 647842051.0,
      "total_employees": 3,
      "filing_date": "2024-03-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 668217375.0,
      "total_employees": 3,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 670479827.0,
      "total_employees": 3,
      "filing_date": "2026-04-01"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 1, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Subscription: $2,500 to $25,000 a month (monthly retainer)",
      "Hourly rate: $175 to $750 an hour (helping a Client investigate or evaluate a specific investment)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $2,500 to $25,000 a month (monthly retainer)"
        ],
        "quotes": [
          "Monthly retainer fees may range from $2,500 to $25,000 depending upon the complexity of the engagement and the ongoing time and attention required."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $175 to $750 an hour (helping a Client investigate or evaluate a specific investment)"
        ],
        "quotes": [
          "Such hourly fees may range from $ 175 - $750."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "subscription",
          "amount": null,
          "min": 2500.0,
          "max": 25000.0,
          "period": "monthly",
          "service": "monthly retainer"
        },
        {
          "kind": "hourly",
          "amount": null,
          "min": 175.0,
          "max": 750.0,
          "period": "hour",
          "service": "helping a Client investigate or evaluate a specific investment"
        }
      ]
    },
    "quotes": [
      "Monthly retainer fees may range from $2,500 to $25,000 depending upon the complexity of the engagement and the ongoing time and attention required.",
      "Such hourly fees may range from $ 175 - $750."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/havenshare-financial-llc-167236.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 7,
      "fewer_than_5": false,
      "raum": 670479827.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167236",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}