# Haven Wealth Group

> Haven Wealth Group is an SEC-registered investment advisory firm in Houston, TX, registered since 2008, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 18, 2026.

- CRD: 148099
- Filed as: HAVEN WEALTH GROUP
- Legal name: Haven Wealth Group LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: February 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148099
- AdvisorCensus page: https://advisorcensus.com/firm/haven-wealth-group-houston-tx-148099

## Quick answers

**How is Haven Wealth Group compensated?**
On its Form ADV (Item 5.E, October 2026), Haven Wealth Group reports these compensation arrangements: a percentage of assets under its management; other.

**Where is Haven Wealth Group located?**
Haven Wealth Group's principal office is in Houston, TX, according to its Form ADV.

**Is Haven Wealth Group registered with the SEC or a state?**
Haven Wealth Group is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 148099.

**How much does Haven Wealth Group manage?**
Haven Wealth Group reports $514,750,476 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (96% discretionary).

**How have Haven Wealth Group's assets and staff changed since 2021?**
In the Form ADV data for Haven Wealth Group: Regulatory assets under management: $215,160,111 in the October 2021 data and $514,750,476 in the October 2026 data, up 139%. Total employees: 8 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Haven Wealth Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (193); high net worth individuals (139); corporations or other businesses not listed above (11).

**Which custodians does Haven Wealth Group use?**
Haven Wealth Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Haven Wealth Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148099

**Does Haven Wealth Group state an account minimum?**
Its Form ADV Part 2A brochure dated February 18, 2026 says: "The minimum desired relationship size is $1,000,000. However, the company will open accounts for individuals and entities with a lesser amount if there is a good prospect that the assets under management will grow over time."

**What changed in Haven Wealth Group's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 9 to 8. Regulatory assets under management went from $397,751,046 to $514,750,476 (+29%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated February 18, 2026)

- Account minimum: $1,000,000

> The minimum desired relationship size is $1,000,000. However, the company will open accounts for individuals and entities with a lesser amount if there is a good prospect that the assets under management will grow over time.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $514,750,476
- Discretionary: $492,490,457
- Non-discretionary: $22,260,019

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 193 | $72,299,473 |
| High net worth individuals | 139 | $412,310,659 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $684,973 |
| Charitable organizations | 1 | $1,198,464 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 11 | $28,256,907 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2008 (18 years)
- Employees: 11 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- havenwg.com
- Facebook @HAVENWG
- LinkedIn @10255102

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $215,160,111 | 8 | February 26, 2021 |
| October 2022 | $260,867,459 | 10 | February 16, 2022 |
| October 2023 | $205,628,065 | 7 | September 25, 2023 |
| October 2024 | $285,569,501 | 10 | February 28, 2024 |
| October 2025 | $397,751,046 | 11 | March 19, 2025 |
| October 2026 | $514,750,476 | 11 | February 18, 2026 |

Regulatory assets under management: $215,160,111 in the October 2021 data and $514,750,476 in the October 2026 data, up 139%.
Total employees: 8 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 9 to 8.
- Regulatory assets under management went from $397,751,046 to $514,750,476 (+29%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Haven Wealth Group (CRD 148099): Form ADV filing data as of October 2026.