{
  "crd_number": 149641,
  "slug": "haven-capital-group-westlake-village-ca-149641",
  "primary_business_name": "HAVEN CAPITAL GROUP",
  "legal_name": "HAVEN CAPITAL GROUP, INC.",
  "dbas": [],
  "city": "Westlake Village",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "37100",
  "metro": {
    "cbsa_code": "37100",
    "common_name": "Oxnard",
    "msa_name": "Oxnard-Thousand Oaks-Ventura, CA",
    "path": "/advisors/ca/oxnard"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-05-10",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 143939449.0,
  "raum_discretionary": 143939449.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 1027608.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 6557007.0,
      "count": 36
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 5648519.0,
      "count": null,
      "fewer_than_5": true
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 130703680.0,
      "count": 82
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 2635.0,
      "count": null,
      "fewer_than_5": true
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "NY"
  ],
  "websites": [
    "https://facebook.com/GROUPS/117812499553",
    "https://facebook.com/HAVENCAPITALGROUP",
    "https://havencapitalgroup.blogspot.com",
    "https://havencapitalgroup.com",
    "https://instagram.com/HAVENCAPITALGROUP",
    "https://linkedin.com/COMPANY/HAVEN-CAPITAL-GROUP-INC.",
    "https://twitter.com/HAVENCAPITAL",
    "https://yelp.com/BIZ/KRISTIN-WYMAN-HORTON-CFA-HAVEN-CAPITAL-GROUP-SANTA-BARBARA"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149641",
  "city_as_filed": "WESTLAKE VILLAGE",
  "url": "https://advisorcensus.com/firm/haven-capital-group-westlake-village-ca-149641",
  "display_name": "Haven Capital Group",
  "summary": "Haven Capital Group is an SEC-registered investment advisory firm in Westlake Village, CA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Haven Capital Group (CRD 149641): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Haven Capital Group compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Haven Capital Group reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "How much does Haven Capital Group charge?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Hourly rate: $750 an hour; Hourly rate: $200 an hour (Travel Time); Subscription: $5,000 a year (individual advisory services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Haven Capital Group located?",
      "a": "Haven Capital Group's principal office is in Westlake Village, CA, according to its Form ADV."
    },
    {
      "q": "Is Haven Capital Group registered with the SEC or a state?",
      "a": "Haven Capital Group is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 149641."
    },
    {
      "q": "How much does Haven Capital Group manage?",
      "a": "Haven Capital Group reports $143,939,449 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)."
    },
    {
      "q": "How have Haven Capital Group's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Haven Capital Group: Regulatory assets under management: $118,900,260 in the October 2024 data and $143,939,449 in the October 2026 data, up 21%. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Haven Capital Group serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (82); individuals (other than high net worth individuals) (36)."
    },
    {
      "q": "Which custodians does Haven Capital Group use?",
      "a": "Haven Capital Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Haven Capital Group report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149641"
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 118900260.0,
      "total_employees": 1,
      "filing_date": "2024-05-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 142402490.0,
      "total_employees": 1,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 143939449.0,
      "total_employees": 1,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$5,000",
    "planning_fees": [
      "Hourly rate: $750 an hour",
      "Hourly rate: $200 an hour (Travel Time)",
      "Subscription: $5,000 a year (individual advisory services)"
    ],
    "figures": [
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $5,000"
        ],
        "quotes": [
          "Haven Capital Group subscribes to a $5,000 annual fee minimum in order to provide sufficient individual advisory services, and under certain circumstances, Haven Capital Group may provide services for greater than or less than the annual fee schedule, annual minimum fee and/or hourly fee."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $750 an hour"
        ],
        "quotes": [
          "Hourly Fee:  $750 per hour"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $200 an hour (Travel Time)"
        ],
        "quotes": [
          "Advisory Services  $200 per hour  Travel Time"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $5,000 a year (individual advisory services)"
        ],
        "quotes": [
          "Haven Capital Group subscribes to a $5,000 annual fee minimum in order to provide sufficient individual advisory services"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": 5000.0,
      "planning": [
        {
          "kind": "hourly",
          "amount": 750.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Hourly Fee"
        },
        {
          "kind": "hourly",
          "amount": 200.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Travel Time"
        },
        {
          "kind": "subscription",
          "amount": 5000.0,
          "min": null,
          "max": null,
          "period": "annual",
          "service": "individual advisory services"
        }
      ]
    },
    "quotes": [
      "Haven Capital Group subscribes to a $5,000 annual fee minimum in order to provide sufficient individual advisory services, and under certain circumstances, Haven Capital Group may provide services for greater than or less than the annual fee schedule, annual minimum fee and/or hourly fee.",
      "Hourly Fee:  $750 per hour",
      "Advisory Services  $200 per hour  Travel Time",
      "Haven Capital Group subscribes to a $5,000 annual fee minimum in order to provide sufficient individual advisory services"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/haven-capital-group-westlake-village-ca-149641.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 36,
      "fewer_than_5": false,
      "raum": 6557007.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 82,
      "fewer_than_5": false,
      "raum": 130703680.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 5648519.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 1027608.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 2635.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149641",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}