{ "crd_number": 316470, "slug": "haveli-investment-management-llc-austin-tx-316470", "primary_business_name": "HAVELI INVESTMENT MANAGEMENT LLC", "legal_name": "HAVELI INVESTMENT MANAGEMENT LLC", "dbas": [], "city": "Austin", "state": "TX", "country": "United States", "cbsa_code": "12420", "metro": { "cbsa_code": "12420", "common_name": "Austin", "msa_name": "Austin-Round Rock-San Marcos, TX", "path": "/advisors/tx/austin" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-01-24", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-08-17", "carried_forward": false, "raum_total": 6031090979.0, "raum_discretionary": 6031090979.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 51, "advisory_employees": 35, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 6031090979.0, "count": 6 } }, "compensation_types": [ "other", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "TX" ], "websites": [ "https://havelii.com", "https://haveliinvestments.com", "https://linkedin.com/company/haveli-investments" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316470", "city_as_filed": "AUSTIN", "url": "https://advisorcensus.com/firm/haveli-investment-management-llc-austin-tx-316470", "display_name": "Haveli Investment Management LLC", "summary": "Haveli Investment Management LLC is an SEC-registered investment advisory firm in Austin, TX, registered since 2022, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 17, 2026.", "citation": "AdvisorCensus. Haveli Investment Management LLC (CRD 316470): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Haveli Investment Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Haveli Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; other." }, { "q": "Where is Haveli Investment Management LLC located?", "a": "Haveli Investment Management LLC's principal office is in Austin, TX, according to its Form ADV." }, { "q": "Is Haveli Investment Management LLC registered with the SEC or a state?", "a": "Haveli Investment Management LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 316470." }, { "q": "How much does Haveli Investment Management LLC manage?", "a": "Haveli Investment Management LLC reports $6,031,090,979 in regulatory assets under management in its Form ADV filing dated August 17, 2026 (100% discretionary)." }, { "q": "How have Haveli Investment Management LLC's assets and staff changed since 2022?", "a": "In the Form ADV data for Haveli Investment Management LLC: Regulatory assets under management: $358,275,000 in the October 2022 data and $6,031,090,979 in the October 2026 data, up 1583%. Total employees: 16 in October 2022 and 51 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Haveli Investment Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6)." }, { "q": "Does Haveli Investment Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316470" }, { "q": "What changed in Haveli Investment Management LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 33 to 35. Regulatory assets under management went from $4,500,761,500 to $6,031,090,979 (+34%)." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": 358275000.0, "total_employees": 16, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2409095661.0, "total_employees": 36, "filing_date": "2023-05-01" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2690545342.0, "total_employees": 45, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4500761500.0, "total_employees": 54, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 6031090979.0, "total_employees": 51, "filing_date": "2026-08-17" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 33 to 35.", "Regulatory assets under management went from $4,500,761,500 to $6,031,090,979 (+34%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/haveli-investment-management-llc-austin-tx-316470.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 6031090979.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316470", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }