# Have RIA, Inc.

> Have RIA, Inc. is an SEC-registered investment advisory firm in Providence, RI, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.

- CRD: 327137
- Filed as: HAVE RIA, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Providence, RI
- Filing period: October 2026
- Form ADV filing dated: March 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/327137
- AdvisorCensus page: https://advisorcensus.com/firm/have-ria-inc-providence-ri-327137

## Quick answers

**How is Have RIA, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Have RIA, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees; other.

**Where is Have RIA, Inc. located?**
Have RIA, Inc.'s principal office is in Providence, RI, according to its Form ADV.

**Is Have RIA, Inc. registered with the SEC or a state?**
Have RIA, Inc. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327137.

**How much does Have RIA, Inc. manage?**
Have RIA, Inc. reports $160,805,201 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (100% discretionary).

**How have Have RIA, Inc.'s assets and staff changed since 2023?**
In the Form ADV data for Have RIA, Inc.: Regulatory assets under management: $0 in the October 2023 data and $160,805,201 in the October 2026 data. Total employees: 8 in October 2023 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does Have RIA, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327137

**Does Have RIA, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 9, 2026 says: "There are no minimum investment amounts or conditions required for establishing an investment advisory relationship with HAVE RIA, INC. However, all clients are required to execute an agreement for services in order to establish a client arrangement with HAVE RIA, INC."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 9, 2026)

- Account minimum: None

> There are no minimum investment amounts or conditions required for establishing an investment advisory relationship with HAVE RIA, INC. However, all clients are required to execute an agreement for services in order to establish a client arrangement with HAVE RIA, INC.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $160,805,201
- Discretionary: $160,805,201
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $160,805,201 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other

### Firm details
- Registered since: 2023 (3 years)
- Employees: 9 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, RI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 8 | June 20, 2023 |
| October 2024 | $160,314,080 | 8 | March 11, 2024 |
| October 2025 | $162,443,495 | 9 | March 6, 2025 |
| October 2026 | $160,805,201 | 9 | March 9, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $160,805,201 in the October 2026 data.
Total employees: 8 in October 2023 and 9 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Have RIA, Inc. (CRD 327137): Form ADV filing data as of October 2026.