# Havaplan Financial

> Havaplan Financial is a state-registered investment advisory firm in Newport Beach, CA, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 2, 2026.

- CRD: 285636
- Filed as: HAVAPLAN FINANCIAL
- Legal name: Havaplan LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: February 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/285636
- AdvisorCensus page: https://advisorcensus.com/firm/havaplan-financial-newport-beach-ca-285636

## Quick answers

**How is Havaplan Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Havaplan Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Havaplan Financial located?**
Havaplan Financial's principal office is in Newport Beach, CA, according to its Form ADV.

**Is Havaplan Financial registered with the SEC or a state?**
Havaplan Financial is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 285636.

**How much does Havaplan Financial manage?**
Havaplan Financial reports $98,642,817 in regulatory assets under management in its Form ADV filing dated February 2, 2026 (100% discretionary).

**What types of clients does Havaplan Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (49); high net worth individuals (24).

**Does Havaplan Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/285636

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $98,642,817
- Discretionary: $98,642,817
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 49 | $18,409,451 |
| High net worth individuals | 24 | $80,233,366 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2016 (9 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [havaplanfinancial.com](https://havaplanfinancial.com)
- LinkedIn @havaplan-financial
- LinkedIn @laurie-dubchansky-cfp®-94305022

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Havaplan Financial (CRD 285636): Form ADV filing data as of October 2026.