# Haussmann 1864 Capital Management LLC

> Haussmann 1864 Capital Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 332278
- Filed as: HAUSSMANN 1864 CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332278
- AdvisorCensus page: https://advisorcensus.com/firm/haussmann-1864-capital-management-llc-new-york-ny-332278

## Quick answers

**How is Haussmann 1864 Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Haussmann 1864 Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Haussmann 1864 Capital Management LLC located?**
Haussmann 1864 Capital Management LLC's principal office is in New York, NY, according to its Form ADV.

**Is Haussmann 1864 Capital Management LLC registered with the SEC or a state?**
Haussmann 1864 Capital Management LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332278.

**How much does Haussmann 1864 Capital Management LLC manage?**
Haussmann 1864 Capital Management LLC reports $4,604,859,717 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (18% discretionary).

**How have Haussmann 1864 Capital Management LLC's assets and staff changed since 2024?**
In the Form ADV data for Haussmann 1864 Capital Management LLC: Regulatory assets under management: $0 in the October 2024 data and $4,604,859,717 in the October 2026 data. Total employees: 2 in October 2024 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Haussmann 1864 Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: insurance companies (7); banking or thrift institutions (3); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Haussmann 1864 Capital Management LLC use?**
Haussmann 1864 Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan as a custodian holding 10% or more of its separately managed account assets.

**Does Haussmann 1864 Capital Management LLC report any disciplinary disclosures?**
Reports 7 disclosure items on Form ADV Item 11: yes answers to 1 question about criminal matters and 6 questions about regulatory matters (11.A(2), 11.C(2), 11.C(4), 11.C(5), 11.D(2), 11.D(4), 11.E(2)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332278

**What changed in Haussmann 1864 Capital Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $3,024,823,192 to $4,604,859,717 (+52%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- J.P. Morgan

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $4,604,859,717
- Discretionary: $844,705,588
- Non-discretionary: $3,760,154,129

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 3 | $2,887,045,477 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $844,705,588 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 7 | $502,171,152 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $370,937,500 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports 7 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332278

### Websites listed on Form ADV (Item 1.I)
- 1864cap.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 2 | August 23, 2024 |
| October 2025 | $3,024,823,192 | 3 | July 2, 2025 |
| October 2026 | $4,604,859,717 | 5 | March 31, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $4,604,859,717 in the October 2026 data.
Total employees: 2 in October 2024 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $3,024,823,192 to $4,604,859,717 (+52%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Haussmann 1864 Capital Management LLC (CRD 332278): Form ADV filing data as of October 2026.