# Hauser Retirement Solutions 2 LLC

> Hauser Retirement Solutions 2 LLC is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 21, 2026.

- CRD: 299959
- Filed as: HAUSER RETIREMENT SOLUTIONS 2 LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cincinnati, OH
- Filing period: October 2026
- Form ADV filing dated: April 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/299959
- AdvisorCensus page: https://advisorcensus.com/firm/hauser-retirement-solutions-2-llc-cincinnati-oh-299959

## Quick answers

**How is Hauser Retirement Solutions 2 LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Hauser Retirement Solutions 2 LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Hauser Retirement Solutions 2 LLC charge?**
Its Form ADV Part 2A brochure dated February 25, 2026 states: Hourly rate: $75 to $100 an hour (certain plan related project work); Flat fee: $5,000 (Due Diligence Fee per transaction); Flat fee: $3,500 (Due Diligence Fee per plan if multiple plans require diligence in a single…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Hauser Retirement Solutions 2 LLC located?**
Hauser Retirement Solutions 2 LLC's principal office is in Cincinnati, OH, according to its Form ADV.

**Is Hauser Retirement Solutions 2 LLC registered with the SEC or a state?**
Hauser Retirement Solutions 2 LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 299959.

**How much does Hauser Retirement Solutions 2 LLC manage?**
Hauser Retirement Solutions 2 LLC reports $1,214,865,035 in regulatory assets under management in its Form ADV filing dated April 21, 2026 (0% discretionary).

**How have Hauser Retirement Solutions 2 LLC's assets and staff changed since 2021?**
In the Form ADV data for Hauser Retirement Solutions 2 LLC: Regulatory assets under management: $500,265,103 in the October 2021 data and $1,214,865,035 in the October 2026 data, up 143%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hauser Retirement Solutions 2 LLC serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (76).

**Does Hauser Retirement Solutions 2 LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.A(1) (felony conviction or plea in the past ten years) and 11.A(2) (felony charge in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299959

**What changed in Hauser Retirement Solutions 2 LLC's recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in TN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 25, 2026)

- Hourly rate: $75 to $100 an hour (certain plan related project work)

> Depending on the services requested and scope of the project, hourly rates can range between $75.00 and $100.00 per hour.

- Flat fee: $5,000 (Due Diligence Fee per transaction)

> Due Diligence Fee per transaction to be paid via invoice $5,000 per transaction or $3,500 per plan if multiple plans require diligence in a single transaction.

- Flat fee: $3,500 (Due Diligence Fee per plan if multiple plans require diligence in a single…)

> Due Diligence Fee per transaction to be paid via invoice $5,000 per transaction or $3,500 per plan if multiple plans require diligence in a single transaction.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $1,214,865,035
- Discretionary: $0
- Non-discretionary: $1,214,865,035

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 76 | $1,214,865,035 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2019 (7 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, GA, IL, LA, MD, NC, NE, NH, NJ, OH, TN, TX, WY
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(1): In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299959

### Websites listed on Form ADV (Item 1.I)
- thehausergroup.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $500,265,103 | 5 | March 31, 2021 |
| October 2022 | $806,114,887 | 5 | March 28, 2022 |
| October 2023 | $847,510,144 | 7 | October 4, 2023 |
| October 2024 | $965,737,685 | 7 | March 22, 2024 |
| October 2025 | $1,170,397,205 | 6 | February 19, 2025 |
| October 2026 | $1,214,865,035 | 5 | April 21, 2026 |

Regulatory assets under management: $500,265,103 in the October 2021 data and $1,214,865,035 in the October 2026 data, up 143%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in TN.

### March 2026
- Employees performing advisory functions went from 6 to 5.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hauser Retirement Solutions 2 LLC (CRD 299959): Form ADV filing data as of October 2026.