{
  "crd_number": 299959,
  "slug": "hauser-retirement-solutions-2-llc-cincinnati-oh-299959",
  "primary_business_name": "HAUSER RETIREMENT SOLUTIONS 2 LLC",
  "legal_name": "HAUSER RETIREMENT SOLUTIONS 2 LLC",
  "dbas": [],
  "city": "Cincinnati",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "17140",
  "metro": {
    "cbsa_code": "17140",
    "common_name": "Cincinnati",
    "msa_name": "Cincinnati, OH-KY-IN",
    "path": "/advisors/oh/cincinnati"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-08-15",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-04-21",
  "carried_forward": false,
  "raum_total": 1214865035.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 1214865035.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 5,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 0.0,
      "count": 0
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 1214865035.0,
      "count": 76
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 0.0,
      "count": 0
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "pension_consulting"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "CA",
    "CO",
    "FL",
    "GA",
    "IL",
    "LA",
    "MD",
    "NC",
    "NE",
    "NH",
    "NJ",
    "OH",
    "TN",
    "TX",
    "WY"
  ],
  "websites": [
    "https://thehausergroup.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299959",
  "disclosure_items": [
    {
      "item": "11.A(1)",
      "question": "In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?"
    },
    {
      "item": "11.A(2)",
      "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?"
    }
  ],
  "city_as_filed": "CINCINNATI",
  "url": "https://advisorcensus.com/firm/hauser-retirement-solutions-2-llc-cincinnati-oh-299959",
  "display_name": "Hauser Retirement Solutions 2 LLC",
  "summary": "Hauser Retirement Solutions 2 LLC is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 21, 2026.",
  "citation": "AdvisorCensus. Hauser Retirement Solutions 2 LLC (CRD 299959): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Pension consulting services",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Hauser Retirement Solutions 2 LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Hauser Retirement Solutions 2 LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Hauser Retirement Solutions 2 LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 25, 2026 states: Hourly rate: $75 to $100 an hour (certain plan related project work); Flat fee: $5,000 (Due Diligence Fee per transaction). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Hauser Retirement Solutions 2 LLC located?",
      "a": "Hauser Retirement Solutions 2 LLC's principal office is in Cincinnati, OH, according to its Form ADV."
    },
    {
      "q": "Is Hauser Retirement Solutions 2 LLC registered with the SEC or a state?",
      "a": "Hauser Retirement Solutions 2 LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 299959."
    },
    {
      "q": "How much does Hauser Retirement Solutions 2 LLC manage?",
      "a": "Hauser Retirement Solutions 2 LLC reports $1,214,865,035 in regulatory assets under management in its Form ADV filing dated April 21, 2026 (0% discretionary)."
    },
    {
      "q": "How have Hauser Retirement Solutions 2 LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Hauser Retirement Solutions 2 LLC: Regulatory assets under management: $500,265,103 in the October 2021 data and $1,214,865,035 in the October 2026 data, up 143%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Hauser Retirement Solutions 2 LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (76)."
    },
    {
      "q": "Does Hauser Retirement Solutions 2 LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.A(1) (felony conviction or plea in the past ten years) and 11.A(2) (felony charge in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299959"
    },
    {
      "q": "What changed in Hauser Retirement Solutions 2 LLC's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Registered or notice-filed in TN."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 500265103.0,
      "total_employees": 5,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 806114887.0,
      "total_employees": 5,
      "filing_date": "2022-03-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 847510144.0,
      "total_employees": 7,
      "filing_date": "2023-10-04"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 965737685.0,
      "total_employees": 7,
      "filing_date": "2024-03-22"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1170397205.0,
      "total_employees": 6,
      "filing_date": "2025-02-19"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1214865035.0,
      "total_employees": 5,
      "filing_date": "2026-04-21"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Registered or notice-filed in TN."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 6 to 5."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 25, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $75 to $100 an hour (certain plan related project work)",
      "Flat fee: $5,000 (Due Diligence Fee per transaction)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $75 to $100 an hour (certain plan related project work)"
        ],
        "quotes": [
          "Depending on the services requested and scope of the project, hourly rates can range between $75.00 and $100.00 per hour."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $5,000 (Due Diligence Fee per transaction)"
        ],
        "quotes": [
          "Due Diligence Fee per transaction to be paid via invoice $5,000 per transaction or $3,500 per plan if multiple plans require diligence in a single transaction."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 75.0,
          "max": 100.0,
          "period": "hour",
          "service": "certain plan related project work"
        },
        {
          "kind": "flat",
          "amount": 5000.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "Due Diligence Fee per transaction"
        }
      ]
    },
    "quotes": [
      "Depending on the services requested and scope of the project, hourly rates can range between $75.00 and $100.00 per hour.",
      "Due Diligence Fee per transaction to be paid via invoice $5,000 per transaction or $3,500 per plan if multiple plans require diligence in a single transaction."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/hauser-retirement-solutions-2-llc-cincinnati-oh-299959.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 76,
      "fewer_than_5": false,
      "raum": 1214865035.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299959",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}