{
  "crd_number": 170628,
  "slug": "hatteras-investment-partners-lp-raleigh-nc-170628",
  "primary_business_name": "HATTERAS INVESTMENT PARTNERS, LP",
  "legal_name": "HATTERAS INVESTMENT PARTNERS, LP",
  "dbas": [
    "HATTERAS INVESTMENT PARTNERS, LP"
  ],
  "city": "Raleigh",
  "state": "NC",
  "country": "United States",
  "cbsa_code": "39580",
  "metro": {
    "cbsa_code": "39580",
    "common_name": "Raleigh",
    "msa_name": "Raleigh-Cary, NC",
    "path": "/advisors/nc/raleigh"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-03-14",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-09-09",
  "carried_forward": false,
  "raum_total": 114765846.0,
  "raum_discretionary": 500.0,
  "raum_non_discretionary": 114765346.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 9,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 114765346.0,
      "count": 2,
      "description": "SPECIAL ACCOUNTS"
    },
    "investment_companies": {
      "raum": 100.0,
      "count": 1
    },
    "pooled_investment_vehicles": {
      "raum": 400.0,
      "count": 4
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "NC"
  ],
  "websites": [
    "https://hatterasinvestmentpartners.com",
    "https://linkedin.com/company/hatteras-investment-partners"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170628",
  "disclosure_items": [
    {
      "item": "11.G",
      "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?"
    },
    {
      "item": "11.H(2)",
      "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?"
    }
  ],
  "city_as_filed": "RALEIGH",
  "url": "https://advisorcensus.com/firm/hatteras-investment-partners-lp-raleigh-nc-170628",
  "display_name": "Hatteras Investment Partners, LP",
  "summary": "Hatteras Investment Partners, LP is an SEC-registered investment advisory firm in Raleigh, NC, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 9, 2026.",
  "citation": "AdvisorCensus. Hatteras Investment Partners, LP (CRD 170628): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Hatteras Investment Partners, LP compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Hatteras Investment Partners, LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Hatteras Investment Partners, LP located?",
      "a": "Hatteras Investment Partners, LP's principal office is in Raleigh, NC, according to its Form ADV."
    },
    {
      "q": "Is Hatteras Investment Partners, LP registered with the SEC or a state?",
      "a": "Hatteras Investment Partners, LP is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 170628."
    },
    {
      "q": "How much does Hatteras Investment Partners, LP manage?",
      "a": "Hatteras Investment Partners, LP reports $114,765,846 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (0% discretionary)."
    },
    {
      "q": "How have Hatteras Investment Partners, LP's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Hatteras Investment Partners, LP: Regulatory assets under management: $380,172,510 in the October 2021 data and $114,765,846 in the October 2026 data, down 70%. Total employees: 13 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Hatteras Investment Partners, LP serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4); other (2); investment companies (1)."
    },
    {
      "q": "Which custodians does Hatteras Investment Partners, LP use?",
      "a": "Hatteras Investment Partners, LP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Beneficient as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Hatteras Investment Partners, LP report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.G (pending regulatory proceeding) and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170628"
    },
    {
      "q": "What changed in Hatteras Investment Partners, LP's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Item 11 disclosure answers changed: 2 yes answers, previously 1 (now yes: 11.G)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 380172510.0,
      "total_employees": 13,
      "filing_date": "2021-03-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 729874339.0,
      "total_employees": 16,
      "filing_date": "2022-08-03"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 669648238.0,
      "total_employees": 19,
      "filing_date": "2023-05-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 235933387.0,
      "total_employees": 17,
      "filing_date": "2024-09-24"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 187768848.0,
      "total_employees": 12,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 114765846.0,
      "total_employees": 9,
      "filing_date": "2026-09-09"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Item 11 disclosure answers changed: 2 yes answers, previously 1 (now yes: 11.G)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.H(2)).",
        "Employees performing advisory functions went from 3 to 2.",
        "Regulatory assets under management went from $187,768,848 to $114,765,846 (-39%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Beneficient",
      "name_as_filed": "BENEFICIENT",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/hatteras-investment-partners-lp-raleigh-nc-170628.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 100.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 400.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 2,
      "fewer_than_5": false,
      "raum": 114765346.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170628",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}