# Harwood Investment Strategies, L.L.C.

> Harwood Investment Strategies, L.L.C. is a state-registered investment advisory firm in Monroe, MI, registered since 2005, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 135383
- Filed as: HARWOOD INVESTMENT STRATEGIES, L.L.C.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Monroe, MI
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/135383
- AdvisorCensus page: https://advisorcensus.com/firm/harwood-investment-strategies-l-l-c-monroe-mi-135383

## Quick answers

**How is Harwood Investment Strategies, L.L.C. compensated?**
On its Form ADV (Item 5.E, October 2026), Harwood Investment Strategies, L.L.C. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Harwood Investment Strategies, L.L.C. located?**
Harwood Investment Strategies, L.L.C.'s principal office is in Monroe, MI, according to its Form ADV.

**Is Harwood Investment Strategies, L.L.C. registered with the SEC or a state?**
Harwood Investment Strategies, L.L.C. is a state-registered investment advisory firm, registered since 2005. Status as filed: APPROVED. CRD 135383.

**How much does Harwood Investment Strategies, L.L.C. manage?**
Harwood Investment Strategies, L.L.C. reports $62,131,155 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (94% discretionary).

**What types of clients does Harwood Investment Strategies, L.L.C. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (105); high net worth individuals (18); charitable organizations (2).

**Does Harwood Investment Strategies, L.L.C. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/135383

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $62,131,155
- Discretionary: $58,475,239
- Non-discretionary: $3,655,916

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 105 | $25,677,161 |
| High net worth individuals | 18 | $32,083,578 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $863,447 |
| Charitable organizations | 2 | $2,350,738 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $234,965 |
| Other | 2 | $921,266 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2005 (21 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MI, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [harwoodinvestments.com](https://harwoodinvestments.com)
- [harwoodinvestmentstrategies.com](https://harwoodinvestmentstrategies.com)
- Facebook @HARWOODINVESTMENTSTRATEGIES
- LinkedIn @HARWOOD-INVESTMENT-STRATEGIES-LLC

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harwood Investment Strategies, L.L.C. (CRD 135383): Form ADV filing data as of October 2026.