# Harwood Capital LLP

> Harwood Capital LLP is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 1, 2026.

- CRD: 161632
- Filed as: HARWOOD CAPITAL LLP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: London, United Kingdom
- Filing period: October 2026
- Form ADV filing dated: July 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/161632
- AdvisorCensus page: https://advisorcensus.com/firm/harwood-capital-llp-london-161632

## Quick answers

**How is Harwood Capital LLP compensated?**
On its Form ADV (Item 5.E, October 2026), Harwood Capital LLP reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Harwood Capital LLP charge?**
Its Form ADV Part 2A brochure dated July 1, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Harwood Capital LLP located?**
Harwood Capital LLP's principal office is in London, United Kingdom, according to its Form ADV.

**Is Harwood Capital LLP registered with the SEC or a state?**
Harwood Capital LLP is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161632.

**How much does Harwood Capital LLP manage?**
Harwood Capital LLP reports $61,395,381 in regulatory assets under management in its Form ADV filing dated July 1, 2026 (100% discretionary).

**How have Harwood Capital LLP's assets and staff changed since 2021?**
In the Form ADV data for Harwood Capital LLP: Regulatory assets under management: $653,726,708 in the October 2021 data and $61,395,381 in the October 2026 data, down 91%. Total employees: 15 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Harwood Capital LLP serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (12); corporations or other businesses not listed above (10); other (6).

**Does Harwood Capital LLP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161632

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated July 1, 2026)

- Asset-based fee: 1% of assets a year

> Generally the management fee is payable quarterly in advance is equal to 1% per annum in the Fund from Rockwood Strategic Plc.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $61,395,381
- Discretionary: $61,395,381
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 12 | $28,410,978 |
| Corporations or other businesses not listed above | 10 | $21,743,858 |
| Other | 6 | $11,240,545 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (14 years)
- Employees: 14 total, 5 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [harwoodcapital.co.uk](https://harwoodcapital.co.uk)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $653,726,708 | 15 | September 8, 2021 |
| October 2022 | $342,472,299 | 15 | June 27, 2022 |
| October 2023 | $328,111,684 | 13 | June 9, 2023 |
| October 2024 | $306,363,557 | 14 | April 19, 2024 |
| October 2025 | $58,384,321 | 14 | July 16, 2025 |
| October 2026 | $61,395,381 | 14 | July 1, 2026 |

Regulatory assets under management: $653,726,708 in the October 2021 data and $61,395,381 in the October 2026 data, down 91%.
Total employees: 15 in October 2021 and 14 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harwood Capital LLP (CRD 161632): Form ADV filing data as of October 2026.