# Harvey Partners, LLC

> Harvey Partners, LLC is an SEC-registered investment advisory firm in Tarrytown, NY, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 160681
- Filed as: HARVEY PARTNERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tarrytown, NY
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/160681
- AdvisorCensus page: https://advisorcensus.com/firm/harvey-partners-llc-tarrytown-ny-160681

## Quick answers

**How is Harvey Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Harvey Partners, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Harvey Partners, LLC located?**
Harvey Partners, LLC's principal office is in Tarrytown, NY, according to its Form ADV.

**Is Harvey Partners, LLC registered with the SEC or a state?**
Harvey Partners, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160681.

**How much does Harvey Partners, LLC manage?**
Harvey Partners, LLC reports $1,226,488,271 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**How have Harvey Partners, LLC's assets and staff changed since 2021?**
In the Form ADV data for Harvey Partners, LLC: Regulatory assets under management: $165,347,000 in the October 2021 data and $1,226,488,271 in the October 2026 data, up 642%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Harvey Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (8); pension and profit sharing plans (but not the plan participants or government pension plans) (6); pooled investment vehicles (other than investment companies and business development companies) (2).

**Which custodians does Harvey Partners, LLC use?**
Harvey Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Northern Trust as a custodian holding 10% or more of its separately managed account assets.

**Does Harvey Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160681

**What changed in Harvey Partners, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,003,346,802 to $1,226,488,271 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Northern Trust

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,226,488,271
- Discretionary: $1,226,488,271
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 8 | $10,322,000 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $143,258,271 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $1,072,908,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (14 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- harveypartners.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $165,347,000 | 5 | March 19, 2021 |
| October 2022 | $297,189,000 | 5 | March 23, 2022 |
| October 2023 | $908,569,000 | 5 | March 23, 2023 |
| October 2024 | $978,704,000 | 5 | March 20, 2024 |
| October 2025 | $1,003,346,802 | 5 | March 24, 2025 |
| October 2026 | $1,226,488,271 | 5 | March 25, 2026 |

Regulatory assets under management: $165,347,000 in the October 2021 data and $1,226,488,271 in the October 2026 data, up 642%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,003,346,802 to $1,226,488,271 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harvey Partners, LLC (CRD 160681): Form ADV filing data as of October 2026.