# Harvey & Companies, Inc.

> Harvey & Companies, Inc. is a state-registered investment advisory firm in St. Petersburg, FL, registered since 2003, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 124896
- Filed as: HARVEY & COMPANIES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: St. Petersburg, FL
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/124896
- AdvisorCensus page: https://advisorcensus.com/firm/harvey-and-companies-inc-st-petersburg-fl-124896

## Quick answers

**How is Harvey & Companies, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Harvey & Companies, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Harvey & Companies, Inc. located?**
Harvey & Companies, Inc.'s principal office is in St. Petersburg, FL, according to its Form ADV.

**Is Harvey & Companies, Inc. registered with the SEC or a state?**
Harvey & Companies, Inc. is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 124896.

**How much does Harvey & Companies, Inc. manage?**
Harvey & Companies, Inc. reports $12,018,670 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**What types of clients does Harvey & Companies, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (40); high net worth individuals (10).

**Does Harvey & Companies, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/124896

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $12,018,670
- Discretionary: $12,018,670
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 40 | $4,122,159 |
| High net worth individuals | 10 | $5,196,511 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,700,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2003 (23 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- harveyandcompanies.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harvey & Companies, Inc. (CRD 124896): Form ADV filing data as of October 2026.