# Harvest Management, L.L.C.

> Harvest Management, L.L.C. is an SEC-registered investment advisory firm in New York, NY, registered since 2003, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 124477
- Filed as: HARVEST MANAGEMENT, L.L.C.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/124477
- AdvisorCensus page: https://advisorcensus.com/firm/harvest-management-l-l-c-new-york-ny-124477

## Quick answers

**How is Harvest Management, L.L.C. compensated?**
On its Form ADV (Item 5.E, October 2026), Harvest Management, L.L.C. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Harvest Management, L.L.C. located?**
Harvest Management, L.L.C.'s principal office is in New York, NY, according to its Form ADV.

**Is Harvest Management, L.L.C. registered with the SEC or a state?**
Harvest Management, L.L.C. is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 124477.

**How much does Harvest Management, L.L.C. manage?**
Harvest Management, L.L.C. reports $316,254,020 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Harvest Management, L.L.C.'s assets and staff changed since 2021?**
In the Form ADV data for Harvest Management, L.L.C.: Regulatory assets under management: $210,179,537 in the October 2021 data and $316,254,020 in the October 2026 data, up 50%. Total employees: 7 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Harvest Management, L.L.C. serve?**
By number of clients on Form ADV Item 5.D: other (3); pooled investment vehicles (other than investment companies and business development companies) (2).

**Which custodians does Harvest Management, L.L.C. use?**
Harvest Management, L.L.C.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs & Co. LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Harvest Management, L.L.C. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124477

**What changed in Harvest Management, L.L.C.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $643,466,158 to $316,254,020 (-51%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Goldman Sachs & Co. LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $316,254,020
- Discretionary: $316,254,020
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $74,238,938 |
| Other | 3 | $242,015,082 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2003 (23 years)
- Employees: 7 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $210,179,537 | 7 | March 29, 2021 |
| October 2022 | $289,198,449 | 7 | June 9, 2022 |
| October 2023 | $268,274,525 | 7 | March 20, 2023 |
| October 2024 | $396,244,536 | 7 | March 28, 2024 |
| October 2025 | $643,466,158 | 7 | March 20, 2025 |
| October 2026 | $316,254,020 | 7 | March 27, 2026 |

Regulatory assets under management: $210,179,537 in the October 2021 data and $316,254,020 in the October 2026 data, up 50%.
Total employees: 7 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $643,466,158 to $316,254,020 (-51%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harvest Management, L.L.C. (CRD 124477): Form ADV filing data as of October 2026.