{
  "crd_number": 159390,
  "slug": "harvest-investment-services-llc-oakbrook-terrace-il-159390",
  "primary_business_name": "HARVEST INVESTMENT SERVICES, LLC",
  "legal_name": "HARVEST INVESTMENT SERVICES, LLC",
  "dbas": [
    "COMPREHENSIVE FINANCIAL PLANNING SERVICES",
    "DOUBLE W FINANCIAL GROUP, INC.",
    "PROGRESSIVE FINANCIAL PLANNING SERVICES, INC.",
    "PYLE FINANCIAL SERVICES, INC",
    "SHEPHERD'S WALLET FINANCIAL"
  ],
  "city": "Oakbrook Terrace",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "16980",
  "metro": {
    "cbsa_code": "16980",
    "common_name": "Chicago",
    "msa_name": "Chicago-Naperville-Elgin, IL-IN",
    "path": "/advisors/il/chicago"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-02-24",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-05-26",
  "carried_forward": false,
  "raum_total": 758399399.0,
  "raum_discretionary": 758399399.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 38,
  "advisory_employees": 28,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 248092192.0,
      "count": 1316
    },
    "high_net_worth_individuals": {
      "raum": 367500502.0,
      "count": 184
    },
    "pooled_investment_vehicles": {
      "raum": 142806705.0,
      "count": 8
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "GA",
    "IA",
    "IL",
    "IN",
    "LA",
    "MA",
    "MI",
    "NC",
    "NE",
    "NJ",
    "NV",
    "NY",
    "OR",
    "PA",
    "SC",
    "TN",
    "TX",
    "VA",
    "WA",
    "WI"
  ],
  "websites": [
    "https://401kactivewatch.com",
    "https://annadujan.hisadvisor.com",
    "https://corriganfs.com",
    "https://facebook.com/Harvestinvestmentservices",
    "https://finplanservices.com",
    "https://harvestinvestmentservices.com",
    "https://linkedin.com/company/harvest-investment-services-llc",
    "https://progressivefinancial.net",
    "https://pylefinancialservices.com",
    "https://shepherdswallet.com",
    "https://wwfinancialgroup.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159390",
  "city_as_filed": "OAKBROOK TERRACE",
  "url": "https://advisorcensus.com/firm/harvest-investment-services-llc-oakbrook-terrace-il-159390",
  "display_name": "Harvest Investment Services, LLC",
  "summary": "Harvest Investment Services, LLC is an SEC-registered investment advisory firm in Oakbrook Terrace, IL, registered since 2014, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 26, 2026.",
  "citation": "AdvisorCensus. Harvest Investment Services, LLC (CRD 159390): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Harvest Investment Services, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Harvest Investment Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Harvest Investment Services, LLC located?",
      "a": "Harvest Investment Services, LLC's principal office is in Oakbrook Terrace, IL, according to its Form ADV; the June 2026 filing also lists 7 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Harvest Investment Services, LLC registered with the SEC or a state?",
      "a": "Harvest Investment Services, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 159390."
    },
    {
      "q": "How much does Harvest Investment Services, LLC manage?",
      "a": "Harvest Investment Services, LLC reports $758,399,399 in regulatory assets under management in its Form ADV filing dated May 26, 2026 (100% discretionary)."
    },
    {
      "q": "How have Harvest Investment Services, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Harvest Investment Services, LLC: Regulatory assets under management: $265,576,404 in the October 2021 data and $758,399,399 in the October 2026 data, up 186%. Total employees: 21 in October 2021 and 38 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Harvest Investment Services, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,316); high net worth individuals (184); pooled investment vehicles (other than investment companies and business development companies) (8)."
    },
    {
      "q": "Which custodians does Harvest Investment Services, LLC use?",
      "a": "Harvest Investment Services, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Harvest Investment Services, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159390"
    },
    {
      "q": "Does Harvest Investment Services, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated May 26, 2026 says: \"Generally, we require a minimum account size of $25,000 to open and maintain an advisory account with our firm. We may waive or lower this minimum requirement in our sole discretion.\""
    },
    {
      "q": "What changed in Harvest Investment Services, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Added the business name Shepherd's Wallet Financial. Employees performing advisory functions went from 23 to 28. Regulatory assets under management went from $534,204,368 to $758,399,399 (+42%). No longer lists an office in Myrtle Beach, SC. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 265576404.0,
      "total_employees": 21,
      "filing_date": "2021-04-13"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 291831278.0,
      "total_employees": 22,
      "filing_date": "2022-09-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 254263047.0,
      "total_employees": 29,
      "filing_date": "2023-08-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 281661252.0,
      "total_employees": 28,
      "filing_date": "2024-09-10"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 534204368.0,
      "total_employees": 32,
      "filing_date": "2025-07-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 758399399.0,
      "total_employees": 38,
      "filing_date": "2026-05-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Added the business name Shepherd's Wallet Financial.",
        "Employees performing advisory functions went from 23 to 28.",
        "Regulatory assets under management went from $534,204,368 to $758,399,399 (+42%).",
        "No longer lists an office in Myrtle Beach, SC.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in MA, NE."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 26, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$25,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $25,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Generally, we require a minimum account size of $25,000 to open and maintain an advisory account with our firm. We may waive or lower this minimum requirement in our sole discretion."
        ]
      }
    ],
    "quotes": [
      "Generally, we require a minimum account size of $25,000 to open and maintain an advisory account with our firm. We may waive or lower this minimum requirement in our sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/harvest-investment-services-llc-oakbrook-terrace-il-159390.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1316,
      "fewer_than_5": false,
      "raum": 248092192.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 184,
      "fewer_than_5": false,
      "raum": 367500502.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 8,
      "fewer_than_5": false,
      "raum": 142806705.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159390",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}