# Harvest Global Investments Limited

> Harvest Global Investments Limited is an SEC-registered investment advisory firm in Hong Kong, Hong Kong, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 157964
- Filed as: HARVEST GLOBAL INVESTMENTS LIMITED
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hong Kong, Hong Kong
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157964
- AdvisorCensus page: https://advisorcensus.com/firm/harvest-global-investments-limited-hong-kong-157964

## Quick answers

**How is Harvest Global Investments Limited compensated?**
On its Form ADV (Item 5.E, October 2026), Harvest Global Investments Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Harvest Global Investments Limited located?**
Harvest Global Investments Limited's principal office is in Hong Kong, Hong Kong, according to its Form ADV.

**Is Harvest Global Investments Limited registered with the SEC or a state?**
Harvest Global Investments Limited is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 157964.

**How much does Harvest Global Investments Limited manage?**
Harvest Global Investments Limited reports $3,794,257,608 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Harvest Global Investments Limited's assets and staff changed since 2021?**
In the Form ADV data for Harvest Global Investments Limited: Regulatory assets under management: $4,761,038,212 in the October 2021 data and $3,794,257,608 in the October 2026 data, down 20%. Total employees: 68 in October 2021 and 32 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Harvest Global Investments Limited serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10); corporations or other businesses not listed above (8); other investment advisers (2).

**Which custodians does Harvest Global Investments Limited use?**
Harvest Global Investments Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists State Street Bank Luxembourg S.A as a custodian holding 10% or more of its separately managed account assets.

**Does Harvest Global Investments Limited report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.H(1)(c) (regulator's civil action dismissed under a settlement). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157964

**What changed in Harvest Global Investments Limited's recent Form ADV filings?**
In the April 2026 filing data: Item 11 disclosure answers changed: 2 yes answers, previously 3 (now yes: 11.D(2); now no: 11.D(4), 11.D(5)). Employees performing advisory functions went from 10 to 18. Regulatory assets under management went from $4,248,308,634 to $3,794,257,608 (-11%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- State Street Bank Luxembourg S.A

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,794,257,608
- Discretionary: $3,794,257,608
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $1,827,100,397 |
| Pooled investment vehicles (other than investment companies and business development companies) | 10 | $274,744,872 |
| Other investment advisers | 2 | $475,665,548 |
| Corporations or other businesses not listed above | 8 | $1,216,746,791 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2011 (15 years)
- Employees: 32 total, 18 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.H(1)(c): Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157964

### Websites listed on Form ADV (Item 1.I)
- harvestglobalinvestments.com
- LinkedIn @harvest-global-investments-limited
- YouTube @UCt0Cuki1ysCmlA-jJu_iQaw

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $4,761,038,212 | 68 | September 28, 2021 |
| October 2022 | $4,787,723,633 | 52 | August 29, 2022 |
| October 2023 | $3,818,666,585 | 53 | March 31, 2023 |
| October 2024 | $3,459,366,675 | 33 | August 14, 2024 |
| October 2025 | $4,248,308,634 | 29 | May 2, 2025 |
| October 2026 | $3,794,257,608 | 32 | March 30, 2026 |

Regulatory assets under management: $4,761,038,212 in the October 2021 data and $3,794,257,608 in the October 2026 data, down 20%.
Total employees: 68 in October 2021 and 32 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Item 11 disclosure answers changed: 2 yes answers, previously 3 (now yes: 11.D(2); now no: 11.D(4), 11.D(5)).
- Employees performing advisory functions went from 10 to 18.
- Regulatory assets under management went from $4,248,308,634 to $3,794,257,608 (-11%).
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harvest Global Investments Limited (CRD 157964): Form ADV filing data as of October 2026.