{ "crd_number": 154425, "slug": "harvest-fund-advisors-llc-wayne-pa-154425", "primary_business_name": "HARVEST FUND ADVISORS LLC", "legal_name": "HARVEST FUND ADVISORS LLC", "dbas": [], "city": "Wayne", "state": "PA", "country": "United States", "cbsa_code": "37980", "metro": { "cbsa_code": "37980", "common_name": "Philadelphia", "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD", "path": "/advisors/pa/philadelphia" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2010-08-31", "years_registered": 16, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 8125000000.0, "raum_discretionary": 8125000000.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 14, "advisory_employees": 8, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 0.0, "count": 0 }, "charitable": { "raum": 345000000.0, "count": 0, "fewer_than_5": true }, "individuals": { "raum": 0.0, "count": 0 }, "banking_thrift": { "raum": 0.0, "count": 0 }, "state_municipal": { "raum": 2470000000.0, "count": 16 }, "insurance_companies": { "raum": 0.0, "count": 0 }, "investment_companies": { "raum": 120000000.0, "count": 1 }, "pension_profit_sharing": { "raum": 450000000.0, "count": 0, "fewer_than_5": true }, "other_investment_advisers": { "raum": 0.0, "count": 0, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 370000000.0, "count": 170 }, "pooled_investment_vehicles": { "raum": 2280000000.0, "count": 6 }, "corporations_other_businesses": { "raum": 30000000.0, "count": 0, "fewer_than_5": true }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 2060000000.0, "count": 5 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "DE", "NY", "PA", "TX" ], "websites": [ "https://apple.co/31Pe1Gg", "https://blackstone.com", "https://blackstone.podbean.com", "https://facebook.com/blackstone", "https://instagram.com/blackstone", "https://linkedin.com/company/blackstonegroup", "https://mp.weixin.qq.com/s/FtddoP2F9zDZ1QFBgOQAAA", "https://open.spotify.com/artist/52Eom8vQxM8Lk75ZZlf2hJ", "https://pandora.com/artist/blackstone/ARvlPz9Plblrlmg", "https://soundcloud.com/blackstone-300250613", "https://spoti.fi/2LJ1tHG", "https://x.com/blackstone", "https://youtube.com/user/blackstonegroup" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154425", "city_as_filed": "WAYNE", "url": "https://advisorcensus.com/firm/harvest-fund-advisors-llc-wayne-pa-154425", "display_name": "Harvest Fund Advisors LLC", "summary": "Harvest Fund Advisors LLC is an SEC-registered investment advisory firm in Wayne, PA, registered since 2010, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Harvest Fund Advisors LLC (CRD 154425): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Harvest Fund Advisors LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Harvest Fund Advisors LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Harvest Fund Advisors LLC located?", "a": "Harvest Fund Advisors LLC's principal office is in Wayne, PA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Harvest Fund Advisors LLC registered with the SEC or a state?", "a": "Harvest Fund Advisors LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 154425." }, { "q": "How much does Harvest Fund Advisors LLC manage?", "a": "Harvest Fund Advisors LLC reports $8,125,000,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Harvest Fund Advisors LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Harvest Fund Advisors LLC: Regulatory assets under management: $6,417,000,000 in the October 2021 data and $8,125,000,000 in the October 2026 data, up 27%. Total employees: 18 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Harvest Fund Advisors LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (170); state or municipal government entities (including government pension plans) (16); pooled investment vehicles (other than investment companies and business development companies) (6)." }, { "q": "Which custodians does Harvest Fund Advisors LLC use?", "a": "Harvest Fund Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon, JP Morgan Chase & Co, Northern Trust Corporation and State Street as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Harvest Fund Advisors LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154425" }, { "q": "What changed in Harvest Fund Advisors LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 9 to 8." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 6417000000.0, "total_employees": 18, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 7472000000.0, "total_employees": 15, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 6201000000.0, "total_employees": 15, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 6281000000.0, "total_employees": 13, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 8073000000.0, "total_employees": 15, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 8125000000.0, "total_employees": 14, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 9 to 8." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "No longer registered or notice-filed in CA, FL, IL, LA, TN." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "BNY Mellon", "name_as_filed": "BNY MELLON", "affiliated": false }, { "name": "JP Morgan Chase & Co", "name_as_filed": "JP MORGAN CHASE & CO", "affiliated": false }, { "name": "Northern Trust Corporation", "name_as_filed": "NORTHERN TRUST CORPORATION", "affiliated": false }, { "name": "State Street", "name_as_filed": "STATE STREET", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/harvest-fund-advisors-llc-wayne-pa-154425.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 170, "fewer_than_5": false, "raum": 370000000.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 120000000.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 2280000000.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 0, "fewer_than_5": true, "raum": 450000000.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 0, "fewer_than_5": true, "raum": 345000000.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 16, "fewer_than_5": false, "raum": 2470000000.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": true, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 5, "fewer_than_5": false, "raum": 2060000000.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 0, "fewer_than_5": true, "raum": 30000000.0 }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154425", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }