# Harvest Financial Group, LLC

> Harvest Financial Group, LLC is a state-registered investment advisory firm in Richmond, VA, registered since 2019, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 149503
- Filed as: HARVEST FINANCIAL GROUP, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Richmond, VA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/149503
- AdvisorCensus page: https://advisorcensus.com/firm/harvest-financial-group-llc-richmond-va-149503

## Quick answers

**How is Harvest Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Harvest Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Harvest Financial Group, LLC located?**
Harvest Financial Group, LLC's principal office is in Richmond, VA, according to its Form ADV.

**Is Harvest Financial Group, LLC registered with the SEC or a state?**
Harvest Financial Group, LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 149503.

**How much does Harvest Financial Group, LLC manage?**
Harvest Financial Group, LLC reports $78,665,396 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (97% discretionary).

**What types of clients does Harvest Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (261); high net worth individuals (14).

**Does Harvest Financial Group, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years) and 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/149503

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $78,665,396
- Discretionary: $76,191,280
- Non-discretionary: $2,474,116

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 261 | $55,124,281 |
| High net worth individuals | 14 | $23,541,115 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2019 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, VA
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.H(1)(b): Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/149503

### Websites listed on Form ADV (Item 1.I)
- harvestfg.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harvest Financial Group, LLC (CRD 149503): Form ADV filing data as of October 2026.