# Harvest Capital Assets, LLC

> Harvest Capital Assets, LLC is an SEC-registered investment advisory firm, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 269951
- Filed as: HARVEST CAPITAL ASSETS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/269951
- AdvisorCensus page: https://advisorcensus.com/firm/harvest-capital-assets-llc-269951

## Quick answers

**How is Harvest Capital Assets, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Harvest Capital Assets, LLC reports these compensation arrangements: a percentage of assets under its management; other.

**How much does Harvest Capital Assets, LLC charge?**
Its Form ADV Part 2A brochure dated March 10, 2026 states: Asset-based fee: 1.55% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Harvest Capital Assets, LLC registered with the SEC or a state?**
Harvest Capital Assets, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 269951.

**How much does Harvest Capital Assets, LLC manage?**
Harvest Capital Assets, LLC reports $72,000,000 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**How have Harvest Capital Assets, LLC's assets and staff changed since 2021?**
In the Form ADV data for Harvest Capital Assets, LLC: Regulatory assets under management: $48,370,000 in the October 2021 data and $72,000,000 in the October 2026 data, up 49%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Harvest Capital Assets, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (237); high net worth individuals (9); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Harvest Capital Assets, LLC use?**
Harvest Capital Assets, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Harvest Capital Assets, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/269951

**Does Harvest Capital Assets, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 10, 2026 says: "There is no account minimum for any of HCA’s services."

**What changed in Harvest Capital Assets, LLC's recent Form ADV filings?**
In the January 2026 filing data: Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 10, 2026)

- Asset-based fee: 1.55% of assets a year

> All assets 1.55%

> These fees are generally negotiable and the final fee schedule is attached as Exhibit II of the Investment Advisory Contract.

- Account minimum: None

> There is no account minimum for any of HCA’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $72,000,000
- Discretionary: $72,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 237 | $26,700,000 |
| High net worth individuals | 9 | $45,000,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $300,000 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC, NY, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Murrells Inlet, SC

### Websites listed on Form ADV (Item 1.I)
- harvestcapitalassets.com
- Facebook @HCABuffalo

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $48,370,000 | 3 | July 2, 2021 |
| October 2022 | $54,940,000 | 3 | March 16, 2022 |
| October 2023 | $52,000,000 | 3 | March 27, 2023 |
| October 2024 | $58,000,000 | 3 | March 7, 2024 |
| October 2025 | $67,000,000 | 3 | March 10, 2025 |
| October 2026 | $72,000,000 | 3 | March 10, 2026 |

Regulatory assets under management: $48,370,000 in the October 2021 data and $72,000,000 in the October 2026 data, up 49%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- Registered or notice-filed in TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harvest Capital Assets, LLC (CRD 269951): Form ADV filing data as of October 2026.