# Harting Financial, LLC

> Harting Financial, LLC is a state-registered investment advisory firm in Colorado Springs, CO, registered since 2025, with no regulatory assets under management reported in its Form ADV filing dated January 23, 2026.

- CRD: 338334
- Filed as: HARTING FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Colorado Springs, CO
- Filing period: October 2026
- Form ADV filing dated: January 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/338334
- AdvisorCensus page: https://advisorcensus.com/firm/harting-financial-llc-colorado-springs-co-338334

## Quick answers

**How is Harting Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Harting Financial, LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Harting Financial, LLC located?**
Harting Financial, LLC's principal office is in Colorado Springs, CO, according to its Form ADV.

**Is Harting Financial, LLC registered with the SEC or a state?**
Harting Financial, LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 338334.

**What types of clients does Harting Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: banking or thrift institutions (1).

**Does Harting Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/338334

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 1 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 2025 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [hartingfinancial.com](https://hartingfinancial.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harting Financial, LLC (CRD 338334): Form ADV filing data as of October 2026.
