# Hartford Investment Management Company

> Hartford Investment Management Company is an SEC-registered investment advisory firm in Hartford, CT, registered since 1996, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 106699
- Filed as: HARTFORD INVESTMENT MANAGEMENT COMPANY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hartford, CT
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106699
- AdvisorCensus page: https://advisorcensus.com/firm/hartford-investment-management-company-hartford-ct-106699

## Quick answers

**How is Hartford Investment Management Company compensated?**
On its Form ADV (Item 5.E, October 2026), Hartford Investment Management Company reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Hartford Investment Management Company located?**
Hartford Investment Management Company's principal office is in Hartford, CT, according to its Form ADV.

**Is Hartford Investment Management Company registered with the SEC or a state?**
Hartford Investment Management Company is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 106699.

**How much does Hartford Investment Management Company manage?**
Hartford Investment Management Company reports $123,580,609,371 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (95% discretionary).

**How have Hartford Investment Management Company's assets and staff changed since 2021?**
In the Form ADV data for Hartford Investment Management Company: Regulatory assets under management: $109,368,735,479 in the October 2021 data and $123,580,609,371 in the October 2026 data, up 13%. Total employees: 288 in October 2021 and 322 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hartford Investment Management Company serve?**
By number of clients on Form ADV Item 5.D: insurance companies (44); pooled investment vehicles (other than investment companies and business development companies) (13); investment companies (11).

**Which custodians does Hartford Investment Management Company use?**
Hartford Investment Management Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JP Morgan Chase Bank, N.A. and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets.

**Does Hartford Investment Management Company report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106699

**What changed in Hartford Investment Management Company's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 115 to 122.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- JP Morgan Chase Bank, N.A.
- The Bank of New York Mellon

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $123,580,609,371
- Discretionary: $117,543,441,585
- Non-discretionary: $6,037,167,786

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | Fewer than 5 | $2,964,247,876 |
| Investment companies | 11 | $389,794,220 |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 13 | $20,763,800,457 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $3,873,247,958 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | Fewer than 5 | $6,020,803,990 |
| Insurance companies | 44 | $89,290,994,727 |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | $254,799,399 |
| Other | 7 | $22,920,744 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 1996 (29 years)
- Employees: 322 total, 122 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [himco.com](https://himco.com)
- Facebook @Hartford-Investment-Management-Company-153262228023605
- LinkedIn @hartford-investment-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $109,368,735,479 | 288 | March 26, 2021 |
| October 2022 | $109,126,975,227 | 289 | September 16, 2022 |
| October 2023 | $110,827,884,619 | 290 | March 23, 2023 |
| October 2024 | $110,207,824,026 | 296 | August 2, 2024 |
| October 2025 | $113,998,523,994 | 317 | March 27, 2025 |
| October 2026 | $123,580,609,371 | 322 | March 27, 2026 |

Regulatory assets under management: $109,368,735,479 in the October 2021 data and $123,580,609,371 in the October 2026 data, up 13%.
Total employees: 288 in October 2021 and 322 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 115 to 122.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hartford Investment Management Company (CRD 106699): Form ADV filing data as of October 2026.