{ "crd_number": 106699, "slug": "hartford-investment-management-company-hartford-ct-106699", "primary_business_name": "HARTFORD INVESTMENT MANAGEMENT COMPANY", "legal_name": "HARTFORD INVESTMENT MANAGEMENT COMPANY", "dbas": [], "city": "Hartford", "state": "CT", "country": "United States", "cbsa_code": "25540", "metro": { "cbsa_code": "25540", "common_name": "Hartford", "msa_name": "Hartford-West Hartford-East Hartford, CT", "path": "/advisors/ct/hartford" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1996-12-31", "years_registered": 29, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 123580609371.0, "raum_discretionary": 117543441585.0, "raum_non_discretionary": 6037167786.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 322, "advisory_employees": 122, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 22920744.0, "count": 7, "description": "SEGREGATED ACCOUNTS" }, "charitable": { "raum": null, "count": 0 }, "individuals": { "raum": null, "count": 0 }, "banking_thrift": { "raum": 2964247876.0, "count": null, "fewer_than_5": true }, "state_municipal": { "raum": null, "count": 0 }, "insurance_companies": { "raum": 89290994727.0, "count": 44 }, "investment_companies": { "raum": 389794220.0, "count": 11 }, "pension_profit_sharing": { "raum": 3873247958.0, "count": 5 }, "other_investment_advisers": { "raum": 6020803990.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": null, "count": 0 }, "pooled_investment_vehicles": { "raum": 20763800457.0, "count": 13 }, "corporations_other_businesses": { "raum": 254799399.0, "count": null, "fewer_than_5": true }, "business_development_companies": { "raum": null, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": null, "count": 0 } }, "compensation_types": [ "fixed", "other", "percentage_of_aum" ], "advisory_activities": [ "other", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CT", "TX" ], "websites": [ "https://facebook.com/Hartford-Investment-Management-Company-153262228023605", "https://himco.com", "https://linkedin.com/company/hartford-investment-management" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106699", "city_as_filed": "HARTFORD", "url": "https://advisorcensus.com/firm/hartford-investment-management-company-hartford-ct-106699", "display_name": "Hartford Investment Management Company", "summary": "Hartford Investment Management Company is an SEC-registered investment advisory firm in Hartford, CT, registered since 1996, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Hartford Investment Management Company (CRD 106699): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)", "Other" ], "quick_answers": [ { "q": "How is Hartford Investment Management Company compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Hartford Investment Management Company reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Hartford Investment Management Company located?", "a": "Hartford Investment Management Company's principal office is in Hartford, CT, according to its Form ADV." }, { "q": "Is Hartford Investment Management Company registered with the SEC or a state?", "a": "Hartford Investment Management Company is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 106699." }, { "q": "How much does Hartford Investment Management Company manage?", "a": "Hartford Investment Management Company reports $123,580,609,371 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (95% discretionary)." }, { "q": "How have Hartford Investment Management Company's assets and staff changed since 2021?", "a": "In the Form ADV data for Hartford Investment Management Company: Regulatory assets under management: $109,368,735,479 in the October 2021 data and $123,580,609,371 in the October 2026 data, up 13%. Total employees: 288 in October 2021 and 322 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Hartford Investment Management Company serve?", "a": "By number of clients on Form ADV Item 5.D: insurance companies (44); pooled investment vehicles (other than investment companies and business development companies) (13); investment companies (11)." }, { "q": "Which custodians does Hartford Investment Management Company use?", "a": "Hartford Investment Management Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JP Morgan Chase Bank, N.A. and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Hartford Investment Management Company report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106699" }, { "q": "What changed in Hartford Investment Management Company's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 115 to 122." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 109368735479.0, "total_employees": 288, "filing_date": "2021-03-26" }, { "period": "2022-10-01", "regulatory_assets_under_management": 109126975227.0, "total_employees": 289, "filing_date": "2022-09-16" }, { "period": "2023-10-01", "regulatory_assets_under_management": 110827884619.0, "total_employees": 290, "filing_date": "2023-03-23" }, { "period": "2024-10-01", "regulatory_assets_under_management": 110207824026.0, "total_employees": 296, "filing_date": "2024-08-02" }, { "period": "2025-10-01", "regulatory_assets_under_management": 113998523994.0, "total_employees": 317, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 123580609371.0, "total_employees": 322, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 115 to 122." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "JP Morgan Chase Bank, N.A.", "name_as_filed": "JP MORGAN CHASE BANK, N.A.", "affiliated": false }, { "name": "The Bank of New York Mellon", "name_as_filed": "THE BANK OF NEW YORK MELLON", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/hartford-investment-management-company-hartford-ct-106699.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": null, "fewer_than_5": true, "raum": 2964247876.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 11, "fewer_than_5": false, "raum": 389794220.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 13, "fewer_than_5": false, "raum": 20763800457.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 5, "fewer_than_5": false, "raum": 3873247958.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": null, "fewer_than_5": true, "raum": 6020803990.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 44, "fewer_than_5": false, "raum": 89290994727.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 254799399.0 }, { "type": "other", "label": "Other", "count": 7, "fewer_than_5": false, "raum": 22920744.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106699", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }