# Hartford Funds

> Hartford Funds is an SEC-registered investment advisory firm in Wayne, PA, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated June 10, 2026.

- CRD: 147746
- Filed as: HARTFORD FUNDS
- Legal name: Hartford Funds Management Company, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wayne, PA
- Filing period: October 2026
- Form ADV filing dated: June 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/147746
- AdvisorCensus page: https://advisorcensus.com/firm/hartford-funds-wayne-pa-147746

## Quick answers

**How is Hartford Funds compensated?**
On its Form ADV (Item 5.E, October 2026), Hartford Funds reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Hartford Funds located?**
Hartford Funds' principal office is in Wayne, PA, according to its Form ADV.

**Is Hartford Funds registered with the SEC or a state?**
Hartford Funds is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 147746.

**How much does Hartford Funds manage?**
Hartford Funds reports $152,069,322,810 in regulatory assets under management in its Form ADV filing dated June 10, 2026 (99% discretionary).

**How have Hartford Funds' assets and staff changed since 2021?**
In the Form ADV data for Hartford Funds: Regulatory assets under management: $137,096,491,845 in the October 2021 data and $152,069,322,810 in the October 2026 data, up 11%. Total employees: 371 in October 2021 and 368 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hartford Funds serve?**
By number of clients on Form ADV Item 5.D: investment companies (73); pooled investment vehicles (other than investment companies and business development companies) (2).

**Does Hartford Funds report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147746

**What changed in Hartford Funds' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $137,847,211,395 to $152,069,322,810 (+10%). Registered or notice-filed in VA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $152,069,322,810
- Discretionary: $150,200,895,466
- Non-discretionary: $1,868,427,344

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 73 | $150,179,022,608 |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $21,269,682 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $1,868,427,344 |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | Fewer than 5 | $603,176 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2012 (13 years)
- Employees: 368 total, 34 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, FL, GA, IL, IN, LA, MA, MD, MI, MN, NH, NJ, NY, OH, PA, SC, TX, VA, WA, WI, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hartfordfunds.com
- smart529.com
- smart529select.com
- Facebook @HARTFORDFUNDS
- Facebook @SMART529
- Instagram @HARTFORDFUNDS
- LinkedIn @HARTFORD-FUNDS
- X @HARTFORDFUNDS
- YouTube @UCQMHDEWDZY7DZYOBYESL26G

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $137,096,491,845 | 371 | May 24, 2021 |
| October 2022 | $155,581,326,099 | 366 | March 31, 2022 |
| October 2023 | $122,211,169,145 | 372 | March 23, 2023 |
| October 2024 | $128,834,812,996 | 384 | March 18, 2024 |
| October 2025 | $137,847,211,395 | 387 | March 24, 2025 |
| October 2026 | $152,069,322,810 | 368 | June 10, 2026 |

Regulatory assets under management: $137,096,491,845 in the October 2021 data and $152,069,322,810 in the October 2026 data, up 11%.
Total employees: 371 in October 2021 and 368 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $137,847,211,395 to $152,069,322,810 (+10%).
- Registered or notice-filed in VA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hartford Funds (CRD 147746): Form ADV filing data as of October 2026.