{
  "crd_number": 147746,
  "slug": "hartford-funds-wayne-pa-147746",
  "primary_business_name": "HARTFORD FUNDS",
  "legal_name": "HARTFORD FUNDS MANAGEMENT COMPANY, LLC",
  "dbas": [],
  "city": "Wayne",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "37980",
  "metro": {
    "cbsa_code": "37980",
    "common_name": "Philadelphia",
    "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD",
    "path": "/advisors/pa/philadelphia"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-10-19",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-06-10",
  "carried_forward": false,
  "raum_total": 152069322810.0,
  "raum_discretionary": 150200895466.0,
  "raum_non_discretionary": 1868427344.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 368,
  "advisory_employees": 34,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 603176.0,
      "count": null,
      "description": "SEED MONEY",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": null,
      "count": 0
    },
    "individuals": {
      "raum": null,
      "count": 0
    },
    "banking_thrift": {
      "raum": null,
      "count": 0
    },
    "state_municipal": {
      "raum": 1868427344.0,
      "count": 0,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": null,
      "count": 0
    },
    "investment_companies": {
      "raum": 150179022608.0,
      "count": 73
    },
    "pension_profit_sharing": {
      "raum": null,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": null,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": null,
      "count": 0
    },
    "pooled_investment_vehicles": {
      "raum": 21269682.0,
      "count": 2
    },
    "corporations_other_businesses": {
      "raum": null,
      "count": 0
    },
    "business_development_companies": {
      "raum": null,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": null,
      "count": 0
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "CT",
    "FL",
    "GA",
    "IL",
    "IN",
    "LA",
    "MA",
    "MD",
    "MI",
    "MN",
    "NH",
    "NJ",
    "NY",
    "OH",
    "PA",
    "SC",
    "TX",
    "VA",
    "WA",
    "WI",
    "WV"
  ],
  "websites": [
    "https://facebook.com/HARTFORDFUNDS",
    "https://facebook.com/SMART529",
    "https://hartfordfunds.com",
    "https://instagram.com/HARTFORDFUNDS",
    "https://linkedin.com/COMPANY/HARTFORD-FUNDS",
    "https://smart529.com",
    "https://smart529select.com",
    "https://twitter.com/HARTFORDFUNDS",
    "https://youtube.com/CHANNEL/UCQMHDEWDZY7DZYOBYESL26G"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/147746",
  "city_as_filed": "WAYNE",
  "url": "https://advisorcensus.com/firm/hartford-funds-wayne-pa-147746",
  "display_name": "Hartford Funds",
  "summary": "Hartford Funds is an SEC-registered investment advisory firm in Wayne, PA, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated June 10, 2026.",
  "citation": "AdvisorCensus. Hartford Funds (CRD 147746): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Hartford Funds compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Hartford Funds reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Hartford Funds located?",
      "a": "Hartford Funds' principal office is in Wayne, PA, according to its Form ADV."
    },
    {
      "q": "Is Hartford Funds registered with the SEC or a state?",
      "a": "Hartford Funds is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 147746."
    },
    {
      "q": "How much does Hartford Funds manage?",
      "a": "Hartford Funds reports $152,069,322,810 in regulatory assets under management in its Form ADV filing dated June 10, 2026 (99% discretionary)."
    },
    {
      "q": "How have Hartford Funds' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Hartford Funds: Regulatory assets under management: $137,096,491,845 in the October 2021 data and $152,069,322,810 in the October 2026 data, up 11%. Total employees: 371 in October 2021 and 368 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Hartford Funds serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (73); pooled investment vehicles (other than investment companies and business development companies) (2)."
    },
    {
      "q": "Does Hartford Funds report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147746"
    },
    {
      "q": "What changed in Hartford Funds' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $137,847,211,395 to $152,069,322,810 (+10%). Registered or notice-filed in VA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 137096491845.0,
      "total_employees": 371,
      "filing_date": "2021-05-24"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 155581326099.0,
      "total_employees": 366,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 122211169145.0,
      "total_employees": 372,
      "filing_date": "2023-03-23"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 128834812996.0,
      "total_employees": 384,
      "filing_date": "2024-03-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 137847211395.0,
      "total_employees": 387,
      "filing_date": "2025-03-24"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 152069322810.0,
      "total_employees": 368,
      "filing_date": "2026-06-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $137,847,211,395 to $152,069,322,810 (+10%).",
        "Registered or notice-filed in VA."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/hartford-funds-wayne-pa-147746.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 73,
      "fewer_than_5": false,
      "raum": 150179022608.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 2,
      "fewer_than_5": false,
      "raum": 21269682.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": true,
      "raum": 1868427344.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 603176.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/147746",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}