# Hartford Funds

> Hartford Funds is an SEC-registered investment advisory firm in Wayne, PA, registered since 2004, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 10, 2026.

- CRD: 130373
- Filed as: HARTFORD FUNDS
- Legal name: Lattice Strategies LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wayne, PA
- Filing period: October 2026
- Form ADV filing dated: June 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/130373
- AdvisorCensus page: https://advisorcensus.com/firm/hartford-funds-wayne-pa-130373

## Quick answers

**How is Hartford Funds compensated?**
On its Form ADV (Item 5.E, October 2026), Hartford Funds reports these compensation arrangements: a percentage of assets under its management.

**Where is Hartford Funds located?**
Hartford Funds' principal office is in Wayne, PA, according to its Form ADV.

**Is Hartford Funds registered with the SEC or a state?**
Hartford Funds is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 130373.

**How much does Hartford Funds manage?**
Hartford Funds reports $2,153,460,678 in regulatory assets under management in its Form ADV filing dated June 10, 2026 (100% discretionary).

**How have Hartford Funds' assets and staff changed since 2021?**
In the Form ADV data for Hartford Funds: Regulatory assets under management: $2,374,367,025 in the October 2021 data and $2,153,460,678 in the October 2026 data, down 9%. Total employees: 371 in October 2021 and 368 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hartford Funds serve?**
By number of clients on Form ADV Item 5.D: investment companies (7).

**Does Hartford Funds report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130373

**What changed in Hartford Funds' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,813,675,171 to $2,153,460,678 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $2,153,460,678
- Discretionary: $2,153,460,678
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 7 | $2,153,460,678 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2004 (22 years)
- Employees: 368 total, 34 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hartfordfunds.com
- Facebook @HARTFORDFUNDS
- Instagram @HARTFORDFUNDS
- LinkedIn @HARTFORD-FUNDS
- X @HARTFORDFUNDS
- YouTube @UCQMHDEWDZY7DZYOBYESI26G

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,374,367,025 | 371 | March 26, 2021 |
| October 2022 | $2,396,449,336 | 366 | March 29, 2022 |
| October 2023 | $1,961,202,784 | 372 | March 23, 2023 |
| October 2024 | $2,128,105,140 | 384 | March 18, 2024 |
| October 2025 | $1,813,675,171 | 387 | March 24, 2025 |
| October 2026 | $2,153,460,678 | 368 | June 10, 2026 |

Regulatory assets under management: $2,374,367,025 in the October 2021 data and $2,153,460,678 in the October 2026 data, down 9%.
Total employees: 371 in October 2021 and 368 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,813,675,171 to $2,153,460,678 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hartford Funds (CRD 130373): Form ADV filing data as of October 2026.