{ "crd_number": 130373, "slug": "hartford-funds-wayne-pa-130373", "primary_business_name": "HARTFORD FUNDS", "legal_name": "LATTICE STRATEGIES LLC", "dbas": [], "city": "Wayne", "state": "PA", "country": "United States", "cbsa_code": "37980", "metro": { "cbsa_code": "37980", "common_name": "Philadelphia", "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD", "path": "/advisors/pa/philadelphia" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2004-08-18", "years_registered": 22, "period": "2026-10-01", "filing_date": "2026-06-10", "carried_forward": false, "raum_total": 2153460678.0, "raum_discretionary": 2153460678.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 368, "advisory_employees": 34, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 2153460678.0, "count": 7 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "PA" ], "websites": [ "https://facebook.com/HARTFORDFUNDS", "https://hartfordfunds.com", "https://instagram.com/HARTFORDFUNDS", "https://linkedin.com/COMPANY/HARTFORD-FUNDS", "https://twitter.com/HARTFORDFUNDS", "https://youtube.com/CHANNEL/UCQMHDEWDZY7DZYOBYESI26G" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/130373", "city_as_filed": "WAYNE", "url": "https://advisorcensus.com/firm/hartford-funds-wayne-pa-130373", "display_name": "Hartford Funds", "summary": "Hartford Funds is an SEC-registered investment advisory firm in Wayne, PA, registered since 2004, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 10, 2026.", "citation": "AdvisorCensus. Hartford Funds (CRD 130373): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Hartford Funds compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Hartford Funds reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Hartford Funds located?", "a": "Hartford Funds' principal office is in Wayne, PA, according to its Form ADV." }, { "q": "Is Hartford Funds registered with the SEC or a state?", "a": "Hartford Funds is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 130373." }, { "q": "How much does Hartford Funds manage?", "a": "Hartford Funds reports $2,153,460,678 in regulatory assets under management in its Form ADV filing dated June 10, 2026 (100% discretionary)." }, { "q": "How have Hartford Funds' assets and staff changed since 2021?", "a": "In the Form ADV data for Hartford Funds: Regulatory assets under management: $2,374,367,025 in the October 2021 data and $2,153,460,678 in the October 2026 data, down 9%. Total employees: 371 in October 2021 and 368 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Hartford Funds serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (7)." }, { "q": "Does Hartford Funds report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130373" }, { "q": "What changed in Hartford Funds' recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $1,813,675,171 to $2,153,460,678 (+19%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2374367025.0, "total_employees": 371, "filing_date": "2021-03-26" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2396449336.0, "total_employees": 366, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1961202784.0, "total_employees": 372, "filing_date": "2023-03-23" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2128105140.0, "total_employees": 384, "filing_date": "2024-03-18" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1813675171.0, "total_employees": 387, "filing_date": "2025-03-24" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2153460678.0, "total_employees": 368, "filing_date": "2026-06-10" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $1,813,675,171 to $2,153,460,678 (+19%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/hartford-funds-wayne-pa-130373.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 7, "fewer_than_5": false, "raum": 2153460678.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/130373", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }