# Hart Investment Management Inc.

> Hart Investment Management Inc. is a state-registered investment advisory firm in Southern Pines, NC, registered since 2008, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 145306
- Filed as: HART INVESTMENT MANAGEMENT INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Southern Pines, NC
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/145306
- AdvisorCensus page: https://advisorcensus.com/firm/hart-investment-management-inc-southern-pines-nc-145306

## Quick answers

**How is Hart Investment Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Hart Investment Management Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Hart Investment Management Inc. located?**
Hart Investment Management Inc.'s principal office is in Southern Pines, NC, according to its Form ADV.

**Is Hart Investment Management Inc. registered with the SEC or a state?**
Hart Investment Management Inc. is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 145306.

**How much does Hart Investment Management Inc. manage?**
Hart Investment Management Inc. reports $42,699,997 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (71% discretionary).

**What types of clients does Hart Investment Management Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (74); high net worth individuals (8).

**Does Hart Investment Management Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/145306

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $42,699,997
- Discretionary: $30,399,997
- Non-discretionary: $12,300,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 74 | $13,331,666 |
| High net worth individuals | 8 | $29,368,331 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2008 (18 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hart Investment Management Inc. (CRD 145306): Form ADV filing data as of October 2026.