# Harraden Circle Investments, LLC

> Harraden Circle Investments, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2025, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 16, 2026.

- CRD: 310227
- Filed as: HARRADEN CIRCLE INVESTMENTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: July 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310227
- AdvisorCensus page: https://advisorcensus.com/firm/harraden-circle-investments-llc-new-york-ny-310227

## Quick answers

**How is Harraden Circle Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Harraden Circle Investments, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Harraden Circle Investments, LLC charge?**
Its Form ADV Part 2A brochure dated July 16, 2026 states: Asset-based fee: 1% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Harraden Circle Investments, LLC located?**
Harraden Circle Investments, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Harraden Circle Investments, LLC registered with the SEC or a state?**
Harraden Circle Investments, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 310227.

**How much does Harraden Circle Investments, LLC manage?**
Harraden Circle Investments, LLC reports $562,901,594 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (100% discretionary).

**How have Harraden Circle Investments, LLC's assets and staff changed since 2021?**
In the Form ADV data for Harraden Circle Investments, LLC: Regulatory assets under management: $451,849,853 in the October 2025 data and $562,901,594 in the October 2026 data, up 25%. Total employees: 7 in October 2025 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Harraden Circle Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (9); corporations or other businesses not listed above (2).

**Which custodians does Harraden Circle Investments, LLC use?**
Harraden Circle Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Clear Street LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Harraden Circle Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310227

**What changed in Harraden Circle Investments, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 4. Regulatory assets under management went from $451,849,853 to $562,901,594 (+25%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated July 16, 2026)

- Asset-based fee: 1% to 1.5% a year (a range, as the brochure states it)

> The standard Management Fee ranges from 1.00%-1.50% per annum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Clear Street LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $562,901,594
- Discretionary: $562,901,594
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 9 | $560,473,004 |
| Corporations or other businesses not listed above | 2 | $2,428,590 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (1 year)
- Employees: 9 total, 4 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- harradencircle.com
- LinkedIn @harraden-circle-investments-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | February 12, 2021 |
| October 2022 | Not reported | Not reported | February 16, 2022 |
| October 2023 | Not reported | Not reported | March 16, 2023 |
| October 2024 | Not reported | Not reported | March 4, 2024 |
| October 2025 | $451,849,853 | 7 | June 25, 2025 |
| October 2026 | $562,901,594 | 9 | July 16, 2026 |

Regulatory assets under management: $451,849,853 in the October 2025 data and $562,901,594 in the October 2026 data, up 25%.
Total employees: 7 in October 2025 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 4.
- Regulatory assets under management went from $451,849,853 to $562,901,594 (+25%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harraden Circle Investments, LLC (CRD 310227): Form ADV filing data as of October 2026.