{
  "crd_number": 310227,
  "slug": "harraden-circle-investments-llc-new-york-ny-310227",
  "primary_business_name": "HARRADEN CIRCLE INVESTMENTS, LLC",
  "legal_name": "HARRADEN CIRCLE INVESTMENTS, LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-07-25",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-07-16",
  "carried_forward": false,
  "raum_total": 562901594.0,
  "raum_discretionary": 562901594.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 9,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 560473004.0,
      "count": 9
    },
    "corporations_other_businesses": {
      "raum": 2428590.0,
      "count": 2
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://harradencircle.com",
    "https://linkedin.com/company/harraden-circle-investments-llc"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310227",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/harraden-circle-investments-llc-new-york-ny-310227",
  "display_name": "Harraden Circle Investments, LLC",
  "summary": "Harraden Circle Investments, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2025, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 16, 2026.",
  "citation": "AdvisorCensus. Harraden Circle Investments, LLC (CRD 310227): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Harraden Circle Investments, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Harraden Circle Investments, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "What does Harraden Circle Investments, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated July 16, 2026 states: Asset-based fee: 1% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Harraden Circle Investments, LLC located?",
      "a": "Harraden Circle Investments, LLC's principal office is in New York, NY, according to its Form ADV."
    },
    {
      "q": "Is Harraden Circle Investments, LLC registered with the SEC or a state?",
      "a": "Harraden Circle Investments, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 310227."
    },
    {
      "q": "How much does Harraden Circle Investments, LLC manage?",
      "a": "Harraden Circle Investments, LLC reports $562,901,594 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (100% discretionary)."
    },
    {
      "q": "How have Harraden Circle Investments, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Harraden Circle Investments, LLC: Regulatory assets under management: $451,849,853 in the October 2025 data and $562,901,594 in the October 2026 data, up 25%. Total employees: 7 in October 2025 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Harraden Circle Investments, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (9); corporations or other businesses not listed above (2)."
    },
    {
      "q": "Which custodians does Harraden Circle Investments, LLC use?",
      "a": "Harraden Circle Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Clear Street LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Harraden Circle Investments, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310227"
    },
    {
      "q": "What changed in Harraden Circle Investments, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 4. Regulatory assets under management went from $451,849,853 to $562,901,594 (+25%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2021-02-12"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2022-02-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2023-03-16"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-03-04"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 451849853.0,
      "total_employees": 7,
      "filing_date": "2025-06-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 562901594.0,
      "total_employees": 9,
      "filing_date": "2026-07-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 4.",
        "Regulatory assets under management went from $451,849,853 to $562,901,594 (+25%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 16, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": "1% to 1.5% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 1% to 1.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "The standard Management Fee ranges from 1.00%-1.50% per annum."
        ]
      }
    ],
    "quotes": [
      "The standard Management Fee ranges from 1.00%-1.50% per annum."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Clear Street LLC",
      "name_as_filed": "CLEAR STREET LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/harraden-circle-investments-llc-new-york-ny-310227.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 9,
      "fewer_than_5": false,
      "raum": 560473004.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 2,
      "fewer_than_5": false,
      "raum": 2428590.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310227",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}