{
  "crd_number": 323643,
  "slug": "harmony-point-wealth-advisors-inc-irvine-ca-323643",
  "primary_business_name": "HARMONY POINT WEALTH ADVISORS, INC.",
  "legal_name": "HARMONY POINT WEALTH ADVISORS, INC.",
  "dbas": [
    "HARMONY POINT WEALTH ADVISORS"
  ],
  "city": "Irvine",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-11-04",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-03-25",
  "carried_forward": false,
  "raum_total": 263212695.0,
  "raum_discretionary": 263031475.0,
  "raum_non_discretionary": 181220.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 59621492.0,
      "count": 206
    },
    "high_net_worth_individuals": {
      "raum": 203591203.0,
      "count": 66
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CT",
    "FL",
    "IL",
    "LA",
    "MA",
    "MD",
    "MO",
    "NC",
    "NE",
    "NH",
    "NJ",
    "NV",
    "NY",
    "OH",
    "TX",
    "WA"
  ],
  "websites": [
    "https://harmonypointwa.com",
    "https://linkedin.com/in/marekpfeilcfa",
    "https://linkedin.com/in/teresacamacho"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323643",
  "city_as_filed": "IRVINE",
  "url": "https://advisorcensus.com/firm/harmony-point-wealth-advisors-inc-irvine-ca-323643",
  "display_name": "Harmony Point Wealth Advisors, Inc.",
  "summary": "Harmony Point Wealth Advisors, Inc. is an SEC-registered investment advisory firm in Irvine, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.",
  "citation": "AdvisorCensus. Harmony Point Wealth Advisors, Inc. (CRD 323643): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Harmony Point Wealth Advisors, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Harmony Point Wealth Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions."
    },
    {
      "q": "Where is Harmony Point Wealth Advisors, Inc. located?",
      "a": "Harmony Point Wealth Advisors, Inc.'s principal office is in Irvine, CA, according to its Form ADV."
    },
    {
      "q": "Is Harmony Point Wealth Advisors, Inc. registered with the SEC or a state?",
      "a": "Harmony Point Wealth Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 323643."
    },
    {
      "q": "How much does Harmony Point Wealth Advisors, Inc. manage?",
      "a": "Harmony Point Wealth Advisors, Inc. reports $263,212,695 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary)."
    },
    {
      "q": "How have Harmony Point Wealth Advisors, Inc.'s assets and staff changed since 2023?",
      "a": "In the Form ADV data for Harmony Point Wealth Advisors, Inc.: Regulatory assets under management: $214,118,309 in the October 2023 data and $263,212,695 in the October 2026 data, up 23%. Total employees: 2 in October 2023 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Harmony Point Wealth Advisors, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (206); high net worth individuals (66)."
    },
    {
      "q": "Which custodians does Harmony Point Wealth Advisors, Inc. use?",
      "a": "Harmony Point Wealth Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Assetmark Inc and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Harmony Point Wealth Advisors, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323643"
    },
    {
      "q": "Does Harmony Point Wealth Advisors, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 says: \"Harmony Point generally requires a minimum account size of $100,000. Harmony Point, in its sole discretion, may waive the required minimum.\""
    },
    {
      "q": "What changed in Harmony Point Wealth Advisors, Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 3 to 1."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 214118309.0,
      "total_employees": 2,
      "filing_date": "2023-09-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 244387828.0,
      "total_employees": 2,
      "filing_date": "2024-05-02"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 251333444.0,
      "total_employees": 3,
      "filing_date": "2025-07-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 263212695.0,
      "total_employees": 2,
      "filing_date": "2026-03-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 1."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 25, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Harmony Point generally requires a minimum account size of $100,000. Harmony Point, in its sole discretion, may waive the required minimum."
        ]
      }
    ],
    "quotes": [
      "Harmony Point generally requires a minimum account size of $100,000. Harmony Point, in its sole discretion, may waive the required minimum."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Assetmark Inc",
      "name_as_filed": "ASSETMARK INC",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/harmony-point-wealth-advisors-inc-irvine-ca-323643.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 206,
      "fewer_than_5": false,
      "raum": 59621492.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 66,
      "fewer_than_5": false,
      "raum": 203591203.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323643",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}