# Harmonic Capital, LLC

> Harmonic Capital, LLC is an SEC-registered investment advisory firm, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 18, 2026.

- CRD: 335516
- Filed as: HARMONIC CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: June 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/335516
- AdvisorCensus page: https://advisorcensus.com/firm/harmonic-capital-llc-335516

## Quick answers

**How is Harmonic Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Harmonic Capital, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Harmonic Capital, LLC charge?**
Its Form ADV Part 2A brochure dated April 2, 2025 states: Asset-based fee: 0.59% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Harmonic Capital, LLC registered with the SEC or a state?**
Harmonic Capital, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335516.

**How much does Harmonic Capital, LLC manage?**
Harmonic Capital, LLC reports $13,445,518 in regulatory assets under management in its Form ADV filing dated June 18, 2026 (100% discretionary).

**How have Harmonic Capital, LLC's assets and staff changed since 2025?**
In the Form ADV data for Harmonic Capital, LLC: Regulatory assets under management: $0 in the October 2025 data and $13,445,518 in the October 2026 data. Total employees: 2 in October 2025 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Harmonic Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does Harmonic Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335516

**What changed in Harmonic Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $0 to $13,445,518.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 2, 2025)

- Asset-based fee: 0.59% of assets a year

> Harmonic Capital is paid an annual fee of 0.59% based on the amount of assets held in the Fund. The annual fee is divided and paid monthly in arrears based on the average daily balance of the Fund.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $13,445,518
- Discretionary: $13,445,518
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $13,445,518 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Chicago, IL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 2 | April 2, 2025 |
| October 2026 | $13,445,518 | 6 | June 18, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $13,445,518 in the October 2026 data.
Total employees: 2 in October 2025 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $0 to $13,445,518.

### December 2025
- Changed its office addresses in Chicago, IL.

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harmonic Capital, LLC (CRD 335516): Form ADV filing data as of October 2026.