{
  "crd_number": 335516,
  "slug": "harmonic-capital-llc-335516",
  "primary_business_name": "HARMONIC CAPITAL, LLC",
  "legal_name": "HARMONIC CAPITAL, LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-05-02",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-06-18",
  "carried_forward": false,
  "raum_total": 13445518.0,
  "raum_discretionary": 13445518.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 6,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 13445518.0,
      "count": 1
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "IL",
    "TX"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335516",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/harmonic-capital-llc-335516",
  "display_name": "Harmonic Capital, LLC",
  "summary": "Harmonic Capital, LLC is an SEC-registered investment advisory firm, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 18, 2026.",
  "citation": "AdvisorCensus. Harmonic Capital, LLC (CRD 335516): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Harmonic Capital, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Harmonic Capital, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Harmonic Capital, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated April 2, 2025 states: Asset-based fee: 0.59% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is Harmonic Capital, LLC registered with the SEC or a state?",
      "a": "Harmonic Capital, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335516."
    },
    {
      "q": "How much does Harmonic Capital, LLC manage?",
      "a": "Harmonic Capital, LLC reports $13,445,518 in regulatory assets under management in its Form ADV filing dated June 18, 2026 (100% discretionary)."
    },
    {
      "q": "How have Harmonic Capital, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Harmonic Capital, LLC: Regulatory assets under management: $0 in the October 2025 data and $13,445,518 in the October 2026 data. Total employees: 2 in October 2025 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Harmonic Capital, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (1)."
    },
    {
      "q": "Does Harmonic Capital, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335516"
    },
    {
      "q": "What changed in Harmonic Capital, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $0 to $13,445,518."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 2,
      "filing_date": "2025-04-02"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 13445518.0,
      "total_employees": 6,
      "filing_date": "2026-06-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $0 to $13,445,518."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Changed its office addresses in Chicago, IL."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 2, 2025",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": "0.59% of assets a year",
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.59% of assets a year"
        ],
        "quotes": [
          "Harmonic Capital is paid an annual fee of 0.59% based on the amount of assets held in the Fund. The annual fee is divided and paid monthly in arrears based on the average daily balance of the Fund."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": null,
          "max": null,
          "rate_pct": 0.59
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Harmonic Capital is paid an annual fee of 0.59% based on the amount of assets held in the Fund. The annual fee is divided and paid monthly in arrears based on the average daily balance of the Fund."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/harmonic-capital-llc-335516.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 13445518.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335516",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}