# Harger and Company, Inc.

> Harger and Company, Inc. is an SEC-registered investment advisory firm in Baton Rouge, LA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 10385
- Filed as: HARGER AND COMPANY, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Baton Rouge, LA
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/10385
- AdvisorCensus page: https://advisorcensus.com/firm/harger-and-company-inc-baton-rouge-la-10385

## Quick answers

**How is Harger and Company, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Harger and Company, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions.

**Where is Harger and Company, Inc. located?**
Harger and Company, Inc.'s principal office is in Baton Rouge, LA, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Harger and Company, Inc. registered with the SEC or a state?**
Harger and Company, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 10385.

**How much does Harger and Company, Inc. manage?**
Harger and Company, Inc. reports $137,039,240 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (2% discretionary).

**How have Harger and Company, Inc.'s assets and staff changed since 2024?**
In the Form ADV data for Harger and Company, Inc.: Regulatory assets under management: $101,861,032 in the October 2024 data and $137,039,240 in the October 2026 data, up 35%. Total employees: 3 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Harger and Company, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (280).

**Does Harger and Company, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/10385

**Does Harger and Company, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "There is no minimum asset level required for this service."

**What changed in Harger and Company, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $123,253,006 to $137,039,240 (+11%). Added an office in Alexandria, LA. Added an office in New Orleans, LA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: None

> There is no minimum asset level required for this service.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $137,039,240
- Discretionary: $3,193,435
- Non-discretionary: $133,845,805

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 280 | $137,039,240 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2024 (2 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/10385

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Alexandria, LA
- New Orleans, LA

### Websites listed on Form ADV (Item 1.I)
- hargerandcompany.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $101,861,032 | 3 | February 23, 2024 |
| October 2025 | $123,253,006 | 3 | March 27, 2025 |
| October 2026 | $137,039,240 | 3 | March 27, 2026 |

Regulatory assets under management: $101,861,032 in the October 2024 data and $137,039,240 in the October 2026 data, up 35%.
Total employees: 3 in October 2024 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $123,253,006 to $137,039,240 (+11%).
- Added an office in Alexandria, LA.
- Added an office in New Orleans, LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harger and Company, Inc. (CRD 10385): Form ADV filing data as of October 2026.