{
  "crd_number": 10385,
  "slug": "harger-and-company-inc-baton-rouge-la-10385",
  "primary_business_name": "HARGER AND COMPANY, INC.",
  "legal_name": "HARGER AND COMPANY, INC.",
  "dbas": [],
  "city": "Baton Rouge",
  "state": "LA",
  "country": "United States",
  "cbsa_code": "12940",
  "metro": {
    "cbsa_code": "12940",
    "common_name": "Baton Rouge",
    "msa_name": "Baton Rouge, LA",
    "path": "/advisors/la/baton-rouge"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-03-22",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 137039240.0,
  "raum_discretionary": 3193435.0,
  "raum_non_discretionary": 133845805.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 137039240.0,
      "count": 280
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "LA",
    "TX"
  ],
  "websites": [
    "https://hargerandcompany.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/10385",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "BATON ROUGE",
  "url": "https://advisorcensus.com/firm/harger-and-company-inc-baton-rouge-la-10385",
  "display_name": "Harger and Company, Inc.",
  "summary": "Harger and Company, Inc. is an SEC-registered investment advisory firm in Baton Rouge, LA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Harger and Company, Inc. (CRD 10385): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Harger and Company, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Harger and Company, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions."
    },
    {
      "q": "Where is Harger and Company, Inc. located?",
      "a": "Harger and Company, Inc.'s principal office is in Baton Rouge, LA, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Harger and Company, Inc. registered with the SEC or a state?",
      "a": "Harger and Company, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 10385."
    },
    {
      "q": "How much does Harger and Company, Inc. manage?",
      "a": "Harger and Company, Inc. reports $137,039,240 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (2% discretionary)."
    },
    {
      "q": "How have Harger and Company, Inc.'s assets and staff changed since 2024?",
      "a": "In the Form ADV data for Harger and Company, Inc.: Regulatory assets under management: $101,861,032 in the October 2024 data and $137,039,240 in the October 2026 data, up 35%. Total employees: 3 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Harger and Company, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (280)."
    },
    {
      "q": "Does Harger and Company, Inc. report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/10385"
    },
    {
      "q": "Does Harger and Company, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 says: \"There is no minimum asset level required for this service.\""
    },
    {
      "q": "What changed in Harger and Company, Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $123,253,006 to $137,039,240 (+11%). Added an office in Alexandria, LA. Added an office in New Orleans, LA."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 101861032.0,
      "total_employees": 3,
      "filing_date": "2024-02-23"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 123253006.0,
      "total_employees": 3,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 137039240.0,
      "total_employees": 3,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $123,253,006 to $137,039,240 (+11%).",
        "Added an office in Alexandria, LA.",
        "Added an office in New Orleans, LA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 27, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "There is no minimum asset level required for this service."
        ]
      }
    ],
    "quotes": [
      "There is no minimum asset level required for this service."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/harger-and-company-inc-baton-rouge-la-10385.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 280,
      "fewer_than_5": false,
      "raum": 137039240.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/10385",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}