# Hardy & Hardy Co LLC

> Hardy & Hardy Co LLC is an SEC-registered investment advisory firm in Lima, OH, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 5, 2026.

- CRD: 145088
- Filed as: HARDY & HARDY CO LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lima, OH
- Filing period: October 2026
- Form ADV filing dated: January 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/145088
- AdvisorCensus page: https://advisorcensus.com/firm/hardy-and-hardy-co-llc-lima-oh-145088

## Quick answers

**How is Hardy & Hardy Co LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Hardy & Hardy Co LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Hardy & Hardy Co LLC located?**
Hardy & Hardy Co LLC's principal office is in Lima, OH, according to its Form ADV.

**Is Hardy & Hardy Co LLC registered with the SEC or a state?**
Hardy & Hardy Co LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 145088.

**How much does Hardy & Hardy Co LLC manage?**
Hardy & Hardy Co LLC reports $269,406,039 in regulatory assets under management in its Form ADV filing dated January 5, 2026 (0% discretionary).

**How have Hardy & Hardy Co LLC's assets and staff changed since 2024?**
In the Form ADV data for Hardy & Hardy Co LLC: Regulatory assets under management: $206,309,930 in the October 2024 data and $269,406,039 in the October 2026 data, up 31%. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hardy & Hardy Co LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (154); individuals (other than high net worth individuals) (89); pension and profit sharing plans (but not the plan participants or government pension plans) (29).

**Which custodians does Hardy & Hardy Co LLC use?**
Hardy & Hardy Co LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Aegon USA Securities Inc. and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets.

**Does Hardy & Hardy Co LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145088

**Does Hardy & Hardy Co LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 5, 2026 says: "The advisor imposes a minimum of $ 50,000 to open and maintain an advisory account."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated January 5, 2026)

- Account minimum: $50,000

> The advisor imposes a minimum of $ 50,000 to open and maintain an advisory account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Aegon USA Securities Inc.
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $269,406,039
- Discretionary: $0
- Non-discretionary: $269,406,039

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 89 | $88,151,240 |
| High net worth individuals | 154 | $152,531,360 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 29 | $28,723,439 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $206,309,930 | 2 | May 10, 2024 |
| October 2025 | $251,816,694 | 2 | January 13, 2025 |
| October 2026 | $269,406,039 | 2 | January 5, 2026 |

Regulatory assets under management: $206,309,930 in the October 2024 data and $269,406,039 in the October 2026 data, up 31%.
Total employees: 2 in October 2024 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hardy & Hardy Co LLC (CRD 145088): Form ADV filing data as of October 2026.