{
  "crd_number": 145088,
  "slug": "hardy-and-hardy-co-llc-lima-oh-145088",
  "primary_business_name": "HARDY & HARDY CO LLC",
  "legal_name": "HARDY & HARDY CO LLC",
  "dbas": [],
  "city": "Lima",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "30620",
  "metro": {
    "cbsa_code": "30620",
    "common_name": "Lima",
    "msa_name": "Lima, OH",
    "path": "/advisors/oh/lima"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-03-29",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-01-05",
  "carried_forward": false,
  "raum_total": 269406039.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 269406039.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 0.0,
      "count": null
    },
    "individuals": {
      "raum": 88151240.0,
      "count": 89
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 28723439.0,
      "count": 29
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 152531360.0,
      "count": 154
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "OH"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/145088",
  "city_as_filed": "LIMA",
  "url": "https://advisorcensus.com/firm/hardy-and-hardy-co-llc-lima-oh-145088",
  "display_name": "Hardy & Hardy Co LLC",
  "summary": "Hardy & Hardy Co LLC is an SEC-registered investment advisory firm in Lima, OH, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 5, 2026.",
  "citation": "AdvisorCensus. Hardy & Hardy Co LLC (CRD 145088): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Hardy & Hardy Co LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Hardy & Hardy Co LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Hardy & Hardy Co LLC located?",
      "a": "Hardy & Hardy Co LLC's principal office is in Lima, OH, according to its Form ADV."
    },
    {
      "q": "Is Hardy & Hardy Co LLC registered with the SEC or a state?",
      "a": "Hardy & Hardy Co LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 145088."
    },
    {
      "q": "How much does Hardy & Hardy Co LLC manage?",
      "a": "Hardy & Hardy Co LLC reports $269,406,039 in regulatory assets under management in its Form ADV filing dated January 5, 2026 (0% discretionary)."
    },
    {
      "q": "How have Hardy & Hardy Co LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Hardy & Hardy Co LLC: Regulatory assets under management: $206,309,930 in the October 2024 data and $269,406,039 in the October 2026 data, up 31%. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Hardy & Hardy Co LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (154); individuals (other than high net worth individuals) (89); pension and profit sharing plans (but not the plan participants or government pension plans) (29)."
    },
    {
      "q": "Which custodians does Hardy & Hardy Co LLC use?",
      "a": "Hardy & Hardy Co LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Aegon USA Securities Inc. and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Hardy & Hardy Co LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145088"
    },
    {
      "q": "Does Hardy & Hardy Co LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated January 5, 2026 says: \"The advisor imposes a minimum of $ 50,000 to open and maintain an advisory account.\""
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 206309930.0,
      "total_employees": 2,
      "filing_date": "2024-05-10"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 251816694.0,
      "total_employees": 2,
      "filing_date": "2025-01-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 269406039.0,
      "total_employees": 2,
      "filing_date": "2026-01-05"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated January 5, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$50,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $50,000"
        ],
        "quotes": [
          "The advisor imposes a minimum of $ 50,000 to open and maintain an advisory account."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 50000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The advisor imposes a minimum of $ 50,000 to open and maintain an advisory account."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Aegon USA Securities Inc.",
      "name_as_filed": "AEGON USA SECURITIES INC.",
      "affiliated": false
    },
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/hardy-and-hardy-co-llc-lima-oh-145088.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 89,
      "fewer_than_5": false,
      "raum": 88151240.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 154,
      "fewer_than_5": false,
      "raum": 152531360.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 29,
      "fewer_than_5": false,
      "raum": 28723439.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/145088",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}