{ "crd_number": 112500, "slug": "hardman-johnston-global-advisors-llc-stamford-ct-112500", "primary_business_name": "HARDMAN JOHNSTON GLOBAL ADVISORS LLC", "legal_name": "HARDMAN JOHNSTON GLOBAL ADVISORS LLC", "dbas": [], "city": "Stamford", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1985-03-26", "years_registered": 41, "period": "2026-10-01", "filing_date": "2026-07-30", "carried_forward": false, "raum_total": 8767767504.0, "raum_discretionary": 8767767504.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 27, "advisory_employees": 14, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 640396550.0, "count": 34 }, "individuals": { "raum": 23798837.0, "count": 17 }, "banking_thrift": { "raum": 0.0, "count": 0, "fewer_than_5": true }, "state_municipal": { "raum": 1523127298.0, "count": 3 }, "insurance_companies": { "raum": 0.0, "count": 0, "fewer_than_5": true }, "investment_companies": { "raum": 125369778.0, "count": 1 }, "pension_profit_sharing": { "raum": 1063599852.0, "count": 20 }, "other_investment_advisers": { "raum": 0.0, "count": 0, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 873281514.0, "count": 161 }, "pooled_investment_vehicles": { "raum": 4390684079.0, "count": 10 }, "corporations_other_businesses": { "raum": 127509596.0, "count": 17 }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "CT", "FL", "IL", "LA", "MA", "MD", "MI", "NH", "NJ", "NY", "OH", "PA", "TX", "UT" ], "websites": [ "https://hardmanjohnston.com", "https://linkedin.com/COMPANY/JOHNSTON-ASSET-MANAGEMENT" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/112500", "city_as_filed": "STAMFORD", "url": "https://advisorcensus.com/firm/hardman-johnston-global-advisors-llc-stamford-ct-112500", "display_name": "Hardman Johnston Global Advisors LLC", "summary": "Hardman Johnston Global Advisors LLC is an SEC-registered investment advisory firm in Stamford, CT, registered since 1985, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 30, 2026.", "citation": "AdvisorCensus. Hardman Johnston Global Advisors LLC (CRD 112500): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Hardman Johnston Global Advisors LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Hardman Johnston Global Advisors LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Hardman Johnston Global Advisors LLC located?", "a": "Hardman Johnston Global Advisors LLC's principal office is in Stamford, CT, according to its Form ADV." }, { "q": "Is Hardman Johnston Global Advisors LLC registered with the SEC or a state?", "a": "Hardman Johnston Global Advisors LLC is an SEC-registered investment advisory firm, registered since 1985. Status as filed: Approved. CRD 112500." }, { "q": "How much does Hardman Johnston Global Advisors LLC manage?", "a": "Hardman Johnston Global Advisors LLC reports $8,767,767,504 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (100% discretionary)." }, { "q": "How have Hardman Johnston Global Advisors LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Hardman Johnston Global Advisors LLC: Regulatory assets under management: $9,530,218,141 in the October 2021 data and $8,767,767,504 in the October 2026 data, down 8%. Total employees: 23 in October 2021 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Hardman Johnston Global Advisors LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (161); charitable organizations (34); pension and profit sharing plans (but not the plan participants or government pension plans) (20)." }, { "q": "Which custodians does Hardman Johnston Global Advisors LLC use?", "a": "Hardman Johnston Global Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., JP Morgan Chase Bank, N.A. and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Hardman Johnston Global Advisors LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112500" }, { "q": "What changed in Hardman Johnston Global Advisors LLC's recent Form ADV filings?", "a": "In the August 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 9530218141.0, "total_employees": 23, "filing_date": "2021-03-26" }, { "period": "2022-10-01", "regulatory_assets_under_management": 9774379092.0, "total_employees": 29, "filing_date": "2022-03-24" }, { "period": "2023-10-01", "regulatory_assets_under_management": 6932228526.0, "total_employees": 30, "filing_date": "2023-03-22" }, { "period": "2024-10-01", "regulatory_assets_under_management": 6831522808.0, "total_employees": 29, "filing_date": "2024-03-25" }, { "period": "2025-10-01", "regulatory_assets_under_management": 6654834340.0, "total_employees": 29, "filing_date": "2025-03-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": 8767767504.0, "total_employees": 27, "filing_date": "2026-07-30" } ], "recent_changes": [ { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.D(2)).", "Employees performing advisory functions went from 12 to 14.", "Regulatory assets under management went from $6,654,834,340 to $8,767,767,504 (+32%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "JP Morgan Chase Bank, N.A.", "name_as_filed": "JP MORGAN CHASE BANK, N.A.", "affiliated": false }, { "name": "The Bank of New York Mellon", "name_as_filed": "THE BANK OF NEW YORK MELLON", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/hardman-johnston-global-advisors-llc-stamford-ct-112500.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 17, "fewer_than_5": false, "raum": 23798837.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 161, "fewer_than_5": false, "raum": 873281514.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": true, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 125369778.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 10, "fewer_than_5": false, "raum": 4390684079.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 20, "fewer_than_5": false, "raum": 1063599852.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 34, "fewer_than_5": false, "raum": 640396550.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 3, "fewer_than_5": false, "raum": 1523127298.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": true, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": true, "raum": 0.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": true, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 17, "fewer_than_5": false, "raum": 127509596.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/112500", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }