# Harbourfront Wealth America Inc.

> Harbourfront Wealth America Inc. is an SEC-registered investment advisory firm in Vancouver, Canada, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 14, 2026.

- CRD: 306941
- Filed as: HARBOURFRONT WEALTH AMERICA INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Vancouver, Canada
- Filing period: October 2026
- Form ADV filing dated: August 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306941
- AdvisorCensus page: https://advisorcensus.com/firm/harbourfront-wealth-america-inc-vancouver-306941

## Quick answers

**How is Harbourfront Wealth America Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Harbourfront Wealth America Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Harbourfront Wealth America Inc. charge?**
Its Form ADV Part 2A brochure dated August 14, 2026 states: Asset-based fee: up to 2.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Harbourfront Wealth America Inc. located?**
Harbourfront Wealth America Inc.'s principal office is in Vancouver, Canada, according to its Form ADV.

**Is Harbourfront Wealth America Inc. registered with the SEC or a state?**
Harbourfront Wealth America Inc. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 306941.

**How much does Harbourfront Wealth America Inc. manage?**
Harbourfront Wealth America Inc. reports $9,201,059 in regulatory assets under management in its Form ADV filing dated August 14, 2026 (90% discretionary).

**How have Harbourfront Wealth America Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Harbourfront Wealth America Inc.: Regulatory assets under management: $4,562,674 in the October 2021 data and $9,201,059 in the October 2026 data, up 102%. Total employees: 3 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Harbourfront Wealth America Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (15); high net worth individuals (7).

**Which custodians does Harbourfront Wealth America Inc. use?**
Harbourfront Wealth America Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Harbourfront Wealth America Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306941

**Does Harbourfront Wealth America Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated August 14, 2026 says: "There is no account minimum for any of HWAI’s services."

**What changed in Harbourfront Wealth America Inc.'s recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated August 14, 2026)

- Asset-based fee: up to 2.5% of assets a year (the maximum the brochure states)

> Total Assets Under Management Annual Fees All Assets Up to 2.50%

> These fees are generally negotiable, and the final fee schedule will be memorialized in the client’s advisory agreement.

- Account minimum: None

> There is no account minimum for any of HWAI’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $9,201,059
- Discretionary: $8,312,533
- Non-discretionary: $888,526

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $3,744,386 |
| High net worth individuals | 7 | $5,456,673 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 15 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- harbourfrontwealthamerica.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $4,562,674 | 3 | February 17, 2021 |
| October 2022 | $10,983,943 | 15 | April 18, 2022 |
| October 2023 | $9,038,073 | 15 | March 10, 2023 |
| October 2024 | $12,104,940 | 15 | March 8, 2024 |
| October 2025 | $6,390,391 | 15 | May 26, 2025 |
| October 2026 | $9,201,059 | 15 | August 14, 2026 |

Regulatory assets under management: $4,562,674 in the October 2021 data and $9,201,059 in the October 2026 data, up 102%.
Total employees: 3 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Registered or notice-filed in CA.

### March 2026
- Regulatory assets under management went from $6,390,391 to $9,201,059 (+44%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harbourfront Wealth America Inc. (CRD 306941): Form ADV filing data as of October 2026.