{ "crd_number": 19258, "slug": "harbour-investments-inc-madison-wi-19258", "primary_business_name": "HARBOUR INVESTMENTS, INC.", "legal_name": "HARBOUR INVESTMENTS, INC.", "dbas": [ "1ST RATE WEALTH MANAGEMENT - MIKE PEAT", "3 RIVERS INVESTMENT ADVISORS LLC - GREG VOLITICH", "AERIE PREFERRED FINANCIAL GROUP - LAURIE ELLIS-MCLEOD", "AHLERS & STOLL WEALTH MANAGEMENT - PAM AHLERS", "ALONGI SANTAS FINANCIAL - DAVID DISTEFANO", "ASCENDANT WEALTH MANAGEMENT - TREVOR CONTI", "AVILA WEALTH MANAGEMENT - ADAM HUB", "AVILA WEALTH MANAGEMENT - CASSANDRA BRASHIER", "AVILA WEALTH MANAGEMENT - KIMBERLY SCHREIBER", "AVILA WEALTH MANAGEMENT - MADELINE SCHALIG", "BEACON WEALTH ADVISORS - CHRIS MORGAN", "BEACON WEALTH ADVISORS - JOSHUA PRATT", "BEACON WEALTH ADVISORS - RACHEL HOOK", "BEN C. KAUFMANN", "BEN CAIN & ASSOCIATES - VALERIE MILLER", "BEST INVESTING & TAX - BELINDA BEST", "BODIN FINANCIAL SERVICES - THOMAS BODIN", "BOUTIQUE WEALTH MANAGEMENT - COLLEEN WOLBERT", "BOUTIQUE WEALTH MANAGEMENT - JOHN BODDEN", "BRUNER FINANCIAL SERVICES, INC. - KEVIN BRUNER", "BUTORAC, JOHNSON & ASSOCIATES - JOSEPH BUTORAC", "BUTORAC, JOHNSON & ASSOCIATES - TYLER JOHNSON", "CADE FINANCIAL SERVICES - AARON CADE", "CADE FINANCIAL SERVICES - BEAU SCHROEDER", "CADE FINANCIAL SERVICES - TRAVIS GASKELL", "CAMELBACK WEALTH MANAGEMENT - MARK HERDING", "CAPITAL FINANCIAL GROUP - DONALD GROSS", "CAPITAL SEASONS WEALTH MANAGEMENT - JOSH FLANDERS", "CAPITAL SEASONS WEALTH MANAGEMENT - STEPHANIE EHR", "CATANZARITE FINANCIAL SERVICES - ANTHONY CATANZARITE", "CATANZARITE FINANCIAL SERVICES - JOE CATANZARITE", "CLEARSTEP FINANCIAL", "CORNERSTONE FINANCIAL PLANNING - KEITH WICKLUND", "CORNERSTONE FINANCIAL PLANNING - NOAH TRUMPY", "CORNERSTONE WEALTH MANAGEMENT - JOSHUA RYAN", "CORNERSTONE WEALTH MANAGEMENT PARTNERS, LLC - BRADLEY SAURBAUGH", "CORNERSTONE WEALTH MANAGEMENT PARTNERS, LLC - JOHN MICHALAK", "CREATIVE WEALTH PARTNERS, LLC - GEORGE ZECK", "CRISPIGNA FINANCIAL SERVICES - BRIAN CRISPIGNA", "CRISPIGNA FINANCIAL SERVICES - GERARD DEPREZ", "CRISPIGNA FINANCIAL SERVICES - OWEN DEPREZ", "CRISPIGNA FINANCIAL SERVICES - PHILLIP PETERSEN", "CRISPIGNA FINANCIAL SERVICES - STEVE CRISPIGNA", "CRUBEL FINANCIAL SERVICES - DOUG CRUBEL", "CZUKAS, MCCALL & ASSOCIATES - ANDREW SALEMME", "CZUKAS, MCCALL & ASSOCIATES - JOHN CZUKAS", "CZUKAS, MCCALL & ASSOCIATES - JOSEPH CZUKAS", "DEREMER AGENCY - BENJAMIN DEREMER", "DEREMER AGENCY - DANIEL DEREMER", "DORN WEALTH MANAGEMENT - JAMES TARP", "DORN WEALTH MANAGEMENT - MEGAN DORN", "DREYER WEALTH MANAGEMENT - CYDNEY MAINS", "DREYER WEALTH MANAGEMENT - DYLAN MILES", "DREYER WEALTH MANAGEMENT - MICHAEL DREYER", "DUES WEALTH MANAGEMENT LLC - GAVIN DUES", "E2 RETIREMENT CONSULTING - EMERSON DESJARDINS", "E2 RETIREMENT CONSULTING - ERIK GAUGER", "E2 RETIREMENT CONSULTING - MICAH HOEHNER", "E2 RETIREMENT CONSULTING - SAMEER CHOWDHURY", "E2 RETIREMENT CONSULTING - STUART FRIBERG", "EICHEL FINANCIAL - SANDY EICHEL", "EQUITY ENTERPRISES, INC - JAKOB PATCH", "EQUITY ENTERPRISES, INC. - CLARK GAULKE", "EXTENDED PERSONAL SERVICE, LTD - DENISE JAEHNKE", "FAMILY FOCUSED FINANCIAL - CRAIG ANDERSON", "FAMILY FOCUSED FINANCIAL - GREGORY \"RYAN\" LANNIGAN", "FAMILY FOCUSED FINANCIAL - ZAYNE NEUMANN", "FBR WEALTH MANAGEMENT - FLORIANA BRIGITTE ROMANELLI", "FINANCIAL INNOVATIONS, LLC - AARON TACHON", "FINANCIAL PLANNING GROUP, LLC - JEFFREY JAHNKE", "FINANCIAL SOLUTIONS & INVESTMENTS - MARY SOMMERS-CARDEN", "FORESIGHT FINANCIAL - PHIL LARSON", "FORWARD WEALTH MANAGEMENT - MICHAEL BAER", "FORWARD WEALTH MANAGEMENT - WILLIAM GARDNER", "FOSTER FINANCIAL SERVICES, LLC - CALEB DOANE", "FOSTER FINANCIAL SERVICES, LLC - HEATHER FOSTER", "FOSTER FINANCIAL SERVICES, LLC - JONATHON PYNCHON", "GEBHARDT FINANCIAL - BRENDA GEBHARDT", "GREEN MOUNTAIN WEALTH STRATEGIES - NICHOLAS WHITE", "HAREZLAK FINANCIAL GROUP LLC - JOHN HAREZLAK", "HORIZON WEALTH ADVISORS - BRIAN WAELTI", "HORIZON WEALTH ADVISORS - MATT NIERMEYER", "INNOVATIVE FINANCIAL INC - BOB SAWICKI", "INNOVATIVE FINANCIAL INC - MASON HOLIN", "INTEGRITY FINANCIAL GROUP - CHRIS YARD", "INTEGRITY FINANCIAL GROUP - JOSEPH YARD", "INTEGRITY INVESTMENTS - ERIK ZUBERBUHLER", "INTEGRITY INVESTMENTS - RODELLE ZUBERBUHLER", "INTRUST FINANCIAL GROUP, INC - RICHARD DEYO", "INVESTMENT PLUS - JEFF LECTKA", "INVESTMENT PLUS - KARLA RENO", "INVESTORS CHOICE - SCOTT PATERICK", "J EKLOV WEALTH MANAGEMENT - JAMIE EKLOV", "JANKA FINANCIAL GROUP, INC. - DUANE JANKA", "JEFF CARLESS", "JL3 FINANCIAL - JACOB SCHIESSL", "JL3 FINANCIAL - JOHN LOCKE III", "JMJ RETIREMENT SOLUTIONS - JEROME JEDYNAK", "JOHN PATRICK PLANNING GROUP LLC - JOHN WHEELER", "JOHN PATRICK PLANNING GROUP LLC - JUSTIN MANNING", "JOURNEY FINANCIAL PARTNERS - CARINA MORELAND", "JOURNEY FINANCIAL PARTNERS - JOSEPH COLEMAN", "KEN RUMBAUGH INC - KEN RUMBAUGH", "KEVIN FINN", "KEYSTONE FINANCIAL - CALLEE BERRY", "KEYSTONE FINANCIAL - DAN LEMENS", "KEYSTONE FINANCIAL - LYNN BERRY", "KIM D WOODEN", "KIM I. MARSHALL - KIM MARSHALL", "KIMMEL FINANCIAL - LAWRENCE KIMMEL JR", "KISS FINANCIAL ADVISORS - CORBY KISS", "KISS FINANCIAL ADVISORS - REBECCA ARTZ", "KLUTTZ FINANCIAL PARTNERS - EVAN KLUTTZ", "KNIBBE FINANCIAL INC - DAVID KNIBBE", "KNIBBE INVESTMENT MANAGEMENT LLC - PAUL KNIBBE", "KOENIG FINANCIAL GROUP - JEFF JANEWAY", "KOENIG FINANCIAL GROUP - JOHN D'AMELIO", "KOENIG FINANCIAL GROUP - TODD MCCAFFRAY", "KOENIG FINANCIAL GROUP - WILLIAM BASINSKI", "KRUEGER WEALTH SERVICES - DAN KRUEGER", "LAKES AND PLAINS ADVISORS - KC KAUTH", "LEBARON FINANCIAL GROUP - JON LEBARON", "LEBARON FINANCIAL GROUP - PRESTON BAKER", "LEGACY ADVISORY GROUP - SANDY DERBY", "LEGACY WEALTH ADVISORS - TAYLOR ROBSON", "LITTRELL FINANCIAL - NATHAN LITTRELL", "MAINSTREET FINANCIAL GROUP - JENNIFER ZALAPI", "MAINSTREET FINANCIAL GROUP - MARK SULLIVAN", "MERAKI WEALTH MANAGEMENT - DANIEL OSBORN", "MERAKI WEALTH MANAGEMENT - NOAH WADLEY", "MICHAEL FISHMAN-SALNICK - JOEL GUTHMANN", "MICHAEL FISHMAN-SALNICK - MICHAEL FISHMAN-SALNICK", "MICHELLE CAUDLE", "MOTIFF & FAYRAM, LTD. - BEN MOTIFF", "MS FINANCIAL - MIKE SCHWITZ", "NELSON & ASSOCIATES - JENNIFER JOHNSON", "NELSON & ASSOCIATES - MATT NELSON", "NELSON & ASSOCIATES - PAUL BLOCK", "NEUFELD CAPITAL MANAGEMENT - CHRIS NEUFELD", "NEUFELD CAPITAL MANAGEMENT - HAYLEY SCHEPPLER", "NEUFELD CAPITAL MANAGEMENT - TREVOR NEUFELD", "NICHOLS CREEK WEALTH PARTNERS - DUGAN HETTICH", "NICHOLS CREEK WEALTH PARTNERS - STEVE SCHALIG", "NUVISTA CAPITAL MANAGEMENT - ARNE JACOBSEN", "NUVISTA CAPITAL MANAGEMENT - HUNTER VINKE", "OOSTBURG FINANCIAL SERVICES - JASON ANGER", "OOSTBURG FINANCIAL SERVICES - PABLO ALVAREZ GIL", "OOSTBURG FINANCIAL SERVICES LLC - PAUL SCOFIELD", "OOSTBURG FINANCIAL SERVICES LLC - STEVE KLESCEWSKI", "OOSTBURG FINANCIAL SERVICES LLC - STEVE RATAJCZAK", "OSHEFSKY FINANCIAL SERVICES - SHAEFER OSHEFSKY", "PAGEL WEALTH MANAGEMENT - DAVID A PAGEL", "PAGEL WEALTH MANAGEMENT - DAVID J PAGEL", "PINE LAKE FINANCIAL - TRACI MARTENS", "PLANNING CONCEPTS INC. - KERRY DAVIS", "PLANNING CONCEPTS INC. - KEVIN TOBAK", "PLANNING CONCEPTS INC. - KYLE ST MARIE", "PLANNING CONCEPTS, INC - RANDY SCHMITZ", "POINT B WEALTH ADVISORS - JAY HINKENS", "POWER PLAY FINANCIAL - MATTHEW SMITH", "POWER PLAY FINANCIAL - STEPHEN G SMITH", "PRACTICAL RETIREMENT PLANNING - ROBERT BERG", "PRACTICAL RETIREMENT PLANNING - RYAN HINNER", "PREFERRED WEALTH MANAGEMENT, LLC - JOSEPH WILSON", "REMMEL & ASSOCIATES - RYAN REMMEL", "RETIREMENT INVESTOR SERVICES - JOEL RADAKOVITZ", "RETIREMENT SOLUTIONS LLC - BRENT PAHNKE", "RETIREMENT SOLUTIONS LLC - KYLE PAHNKE", "RODERER FINANCIAL GROUP - W JOSEPH RODERER", "SETTLERS FINANCIAL SERVICES - FRED SWEERS", "SIERRA FINANCIAL SERVICES - JAMES PFEIL", "SKALA FINANCIAL, LLC - MICHAEL SKALA", "SOMMERS FINANCIAL SERVICES - JILL SOMMERS", "STONE ARCH FINANCIAL - ROBERT PACKARD", "SWEENEY FINANCIAL GROUP - MARK SWEENEY", "TALENT INSURANCE & FINANCIAL SOLUTIONS - EMILY OLSON", "TALENT INSURANCE & FINANCIAL SOLUTIONS - SUSAN OLSON", "TED M NORRIS AGENCY - AMANDA NORRIS", "THE BAYER FINANCIAL GROUP, LLC - MATT BAYER", "THE LEIST GROUP, LLC - CLAYTON TYREE", "THE LEIST GROUP, LLC - JESSICA HUERTA", "THE LEIST GROUP, LLC - MICHAEL LEIST", "THE LEIST GROUP, LLC - WALTER FAHEY", "THE TRANEL FINANCIAL GROUP", "TODD CARLESS", "TRIANGLE FINANCIAL SERVICES, INC - ALANA FERGUSON", "TRIANGLE FINANCIAL SERVICES, INC - KENDRA ERKAMAA", "TRIANGLE INVESTMENTS, INSURANCE & TAXES - ROGER HELLENBRAND", "VENTURE WEALTH ADVISORS - BRUCE PATTERSON", "VENTURE WEALTH ADVISORS - IAN DICK", "WAELCHLI FINANCIAL SERVICES - DOUG WAELCHLI", "WALDOCH FINANCIAL SERVICES - MARK WALDOCH", "WEALTH DISTRIBUTION STRATEGIES LLC", "WESTSIDE FINANCIAL SERVICES, LLC - CASSANDRA BROSE", "WESTSIDE FINANCIAL SERVICES, LLC - KELSIE WILSON", "WESTSIDE FINANCIAL SERVICES, LLC - NILS EGGE", "WHITE WATER WEALTH LLC - WILLIAM HERDING", "WISCONSIN WEALTH ADVISORS - PATRICK FOSDICK", "WOLOSON FINANCIAL MANAGEMENT - HENRY WOLOSON", "WOLOSON FINANCIAL MANAGEMENT - LAURA WOLOSON", "WOLTER WEALTH MANAGEMENT - JACQUELINE BRAMEL", "WOLTER WEALTH MANAGEMENT - MARK WOLTER", "WORKMAN RETIREMENT PLANNING - ANTHONY WORKMAN", "YOUR CENTER FOR INVESTMENTS - AMY PEIRCE", "YOUR CENTER FOR INVESTMENTS - CAROL FASBENDER", "ZOERNER FINANCIAL - JOSHUA ZOERNER" ], "city": "Madison", "state": "WI", "country": "United States", "cbsa_code": "31540", "metro": { "cbsa_code": "31540", "common_name": "Madison", "msa_name": "Madison, WI", "path": "/advisors/wi/madison" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1987-04-10", "years_registered": 39, "period": "2026-10-01", "filing_date": "2026-09-29", "carried_forward": false, "raum_total": 9599102688.0, "raum_discretionary": 7618548062.0, "raum_non_discretionary": 1980554626.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 232, "advisory_employees": 213, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 0.0, "count": 0 }, "charitable": { "raum": 125300277.0, "count": 159 }, "individuals": { "raum": 6649811074.0, "count": 28325 }, "banking_thrift": { "raum": 0.0, "count": 0 }, "state_municipal": { "raum": 107559931.0, "count": null, "fewer_than_5": true }, "insurance_companies": { "raum": 3005764.0, "count": null, "fewer_than_5": true }, "investment_companies": { "raum": 0.0, "count": 0 }, "pension_profit_sharing": { "raum": 71512585.0, "count": 227 }, "other_investment_advisers": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 2595459802.0, "count": 1502 }, "pooled_investment_vehicles": { "raum": 0.0, "count": 0 }, "corporations_other_businesses": { "raum": 46453255.0, "count": 96 }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "commissions", "fixed", "hourly", "percentage_of_aum", "subscription" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 4, "states_registered": [ "AK", "AL", "AR", "AZ", "CA", "CO", "CT", "DC", "DE", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MS", "MT", "NC", "ND", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "PR", "RI", "SC", "SD", "TN", "TX", "UT", "VA", "VT", "WA", "WI", "WV", "WY" ], "websites": [ "https://facebook.com/HARBOURINV", "https://harbourinv.com", "https://linkedin.com/COMPANY/711277", "https://linkedin.com/in/harbour-compliance-7153ab11", "https://twitter.com/HarbourComp", "https://youtube.com/channel/UCKkp8utFAxdTTYWzBpx2T-A", "https://youtube.com/channel/UCQiYC2WZTy9SmMX8DRoMN1w", "https://youtube.com/user/amhager8129" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/19258", "disclosure_items": [ { "item": "11.C(1)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?" }, { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" } ], "city_as_filed": "MADISON", "url": "https://advisorcensus.com/firm/harbour-investments-inc-madison-wi-19258", "display_name": "Harbour Investments, Inc.", "summary": "Harbour Investments, Inc. is an SEC-registered investment advisory firm in Madison, WI, registered since 1987, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 29, 2026.", "citation": "AdvisorCensus. Harbour Investments, Inc. (CRD 19258): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Subscription fees (for a newsletter or periodical)", "Fixed fees (other than subscription fees)", "Commissions" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Harbour Investments, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Harbour Investments, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees); commissions." }, { "q": "How much does Harbour Investments, Inc. charge?", "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Hourly rate: $50 to $300 an hour (consultation services); Flat fee: $200 to $2,500. Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Harbour Investments, Inc. located?", "a": "Harbour Investments, Inc.'s principal office is in Madison, WI, according to its Form ADV; the October 2026 filing also lists 21 other offices (Schedule D, Section 1.F)." }, { "q": "Is Harbour Investments, Inc. registered with the SEC or a state?", "a": "Harbour Investments, Inc. is an SEC-registered investment advisory firm, registered since 1987. Status as filed: Approved. CRD 19258." }, { "q": "How much does Harbour Investments, Inc. manage?", "a": "Harbour Investments, Inc. reports $9,599,102,688 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (79% discretionary)." }, { "q": "How have Harbour Investments, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Harbour Investments, Inc.: Regulatory assets under management: $3,361,186,192 in the October 2021 data and $9,599,102,688 in the October 2026 data, up 186%. Total employees: 213 in October 2021 and 232 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Harbour Investments, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (28,325); high net worth individuals (1,502); pension and profit sharing plans (but not the plan participants or government pension plans) (227)." }, { "q": "Does Harbour Investments, Inc. report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/19258" }, { "q": "What changed in Harbour Investments, Inc.'s recent Form ADV filings?", "a": "In the October 2026 filing data: No longer lists the business name Kiss Financial Services - Rebecca Artz. No longer lists the business name Kiss Financial Services - Corby Kiss. No longer lists the business name Bayer Financial Group, LLC - Matt Bayer. Added the business name The Leist Group, LLC - Jessica Huerta. Added the business name The Bayer Financial Group, LLC - Matt Bayer. Added the business name Meraki Wealth Management - Noah Wadley. Added the business name Kiss Financial Advisors - Rebecca Artz. Added the business name Kiss Financial Advisors - Corby Kiss. Added the business name Keystone Financial - Callee Berry. Added the business name E2 Retirement Consulting - Sameer Chowdhury. Added the business name Deremer Agency - Benjamin Deremer." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 3361186192.0, "total_employees": 213, "filing_date": "2021-09-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 4702680907.0, "total_employees": 213, "filing_date": "2022-09-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 4468811819.0, "total_employees": 219, "filing_date": "2023-10-02" }, { "period": "2024-10-01", "regulatory_assets_under_management": 6101862276.0, "total_employees": 228, "filing_date": "2024-09-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 7569614628.0, "total_employees": 231, "filing_date": "2025-07-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 9599102688.0, "total_employees": 232, "filing_date": "2026-09-29" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "No longer lists the business name Kiss Financial Services - Rebecca Artz.", "No longer lists the business name Kiss Financial Services - Corby Kiss.", "No longer lists the business name Bayer Financial Group, LLC - Matt Bayer.", "Added the business name The Leist Group, LLC - Jessica Huerta.", "Added the business name The Bayer Financial Group, LLC - Matt Bayer.", "Added the business name Meraki Wealth Management - Noah Wadley.", "Added the business name Kiss Financial Advisors - Rebecca Artz.", "Added the business name Kiss Financial Advisors - Corby Kiss.", "Added the business name Keystone Financial - Callee Berry.", "Added the business name E2 Retirement Consulting - Sameer Chowdhury.", "Added the business name Deremer Agency - Benjamin Deremer." ] }, { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "No longer lists the business name Preferred Financial Group - Patrick Gilbert.", "No longer lists the business name Preferred Financial Group - Connor Bauserman.", "No longer lists the business name Nuvista Capital Management - Jarrett Heck.", "No longer lists the business name Legacy Wealth Advisors - James Tarp.", "No longer lists the business name Lebaron Financial Group - IAN Mark.", "No longer lists the business name Diversified Financial Advisors - Connor Bauserman.", "No longer lists the business name Derby Financial & Associates - Sandy Derby.", "No longer lists the business name Camelback Wealth Management - Megan Wells.", "No longer lists the business name BEN Cain & Associates.", "Added the business name Nuvista Capital Management - Hunter Vinke.", "Added the business name Legacy Advisory Group - Sandy Derby.", "Added the business name E2 Retirement Consulting - Micah Hoehner.", "Added the business name Dorn Wealth Management - James Tarp.", "Added the business name Cornerstone Wealth Management Partners, LLC - John Michalak.", "Added the business name Cornerstone Wealth Management Partners, LLC - Bradley Saurbaugh.", "Added the business name BEN Cain & Associates - Valerie Miller.", "Added the business name Avila Wealth Management - Madeline Schalig." ] }, { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "No longer lists the business name Waelti Investment Services - Brian Waelti.", "No longer lists the business name Triangle Financial Services, Inc - Bailey Fawkes.", "No longer lists the business name Matt Niermeyer.", "No longer lists the business name Edgemoor Wealth Management - Carrie Desjardins.", "No longer lists the business name E2 Retirement Consulting - Nathan Tyley.", "No longer lists the business name Block Financial LLC - Paul Block.", "No longer lists the business name Block Financial LLC - Mark Kroll.", "Added the business name Oostburg Financial Services - Pablo Alvarez GIL.", "Added the business name Nelson & Associates - Paul Block.", "Added the business name Lebaron Financial Group - IAN Mark.", "Added the business name Horizon Wealth Advisors - Matt Niermeyer.", "Added the business name Horizon Wealth Advisors - Brian Waelti.", "Added the business name Crispigna Financial Services - Owen Deprez." ] }, { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "No longer lists the business name Pathway Experience - Brock Weaver.", "No longer lists the business name Financial Solutions & Investments - Jackson Bush.", "No longer lists the business name Alongi Santas Financial - Jakob Patch.", "Added the business name Triangle Financial Services, Inc - Alana Ferguson.", "Added the business name Equity Enterprises, Inc - Jakob Patch.", "Added the business name E2 Retirement Consulting - Emerson Desjardins.", "Added the business name Ascendant Wealth Management - Trevor Conti." ] }, { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "No longer lists the business name Family Focused Financial - Grant Hageman.", "Added the business name Family Focused Financial - Zayne Neumann." ] }, { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "No longer lists the business name E2 Retirement Consulting - Caleb Radomski.", "Added the business name BEN Cain & Associates." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $7,569,614,628 to $9,599,102,688 (+27%).", "Employees performing advisory functions went from 212 to 213.", "Added the business name Koenig Financial Group - William Basinski.", "Added the business name Planning Concepts Inc. - Kevin Tobak.", "Added the business name Alongi Santas Financial - Jakob Patch.", "Added the business name Journey Financial Partners - Joseph Coleman.", "Added the business name Journey Financial Partners - Carina Moreland.", "No longer lists the business name Crispigna Financial Services - Kacy Allen.", "No longer lists the business name Thompson Wealth Management LLC - Logan Simmons.", "No longer lists the business name Thompson Wealth Management LLC - Neal Thompson.", "No longer lists the business name Thompson Wealth Management LLC - Tiffany Moerke." ] }, { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Added the business name Nuvista Capital Management - Jarrett Heck.", "Added the business name White Water Wealth LLC - William Herding.", "No longer lists the business name Camelback Wealth Management - William Herding.", "No longer lists the business name Graczyk Dijak Financial - Bryan Graczyk.", "No longer lists the business name Graczyk Dijak Financial - William Dijak.", "No longer lists the business name Koenig Financial Group - Alexander Kendall.", "No longer lists the business name Thompson Wealth Management LLC - Austin Seifert.", "No longer lists the business name Thompson Wealth Management LLC - Maarten KP Kerstens.", "Added an office in Fitchburg, WI.", "No longer lists an office in Verona, WI.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Added the business name Camelback Wealth Management - Megan Wells.", "Added the business name Koenig Financial Group - John D'Amelio.", "No longer lists the business name Capital Seasons Wealth Management - Barbara Witte.", "No longer lists the business name Castle Financial, LLC - Jesse Melichar.", "No longer lists the business name Lebaron Financial Group - Richard Lebaron.", "No longer lists the business name Mennenga Tax & Financial Services.", "No longer lists the business name Red Oak Asset Management Inc - Geraldine Parrott.", "No longer lists the business name Richard Financial Resources - Jeff Richard.", "No longer lists the business name Westside Financial Services, LLC - Rita Wilczek." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Added the business name Koenig Financial Group - Alexander Kendall." ] }, { "period": "2025-11-01", "period_label": "November 2025", "notes": [ "Added the business name Dreyer Wealth Management - Cydney Mains.", "Added the business name Intrust Financial Group, Inc - Richard Deyo.", "Added the business name Triangle Financial Services, Inc - Bailey Fawkes.", "No longer lists the business name Alongi Santas Financial - Henry Clement.", "No longer lists the business name Intrust Financial Group, Inc. - Richard Deyo.", "No longer lists the business name Koenig Financial Group - Nathan Mayer.", "No longer lists the business name The Bayer Financial Group, LLC - Matthew Bayer.", "No longer lists the business name Triangle Financial Services, Inc - Bailey Davis." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 31, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [ "Hourly rate: $50 to $300 an hour (consultation services)", "Flat fee: $200 to $2,500" ], "figures": [ { "label": "Planning fee", "statements": [ "Hourly rate: $50 to $300 an hour (consultation services)" ], "quotes": [ "The hourly fee for consultation services is negotiable but generally range from $50 to $300 per hour." ] }, { "label": "Planning fee", "statements": [ "Flat fee: $200 to $2,500" ], "quotes": [ "Services can also be performed on a flat fee basis. Flat fees generally range between $200 to $2,500 but vary depending on the scope of the plan." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [ { "kind": "hourly", "amount": null, "min": 50.0, "max": 300.0, "period": "hour", "service": "consultation services" }, { "kind": "flat", "amount": null, "min": 200.0, "max": 2500.0, "period": "one_time", "service": "a plan or service" } ] }, "quotes": [ "The hourly fee for consultation services is negotiable but generally range from $50 to $300 per hour.", "Services can also be performed on a flat fee basis. Flat fees generally range between $200 to $2,500 but vary depending on the scope of the plan." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/harbour-investments-inc-madison-wi-19258.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 28325, "fewer_than_5": false, "raum": 6649811074.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 1502, "fewer_than_5": false, "raum": 2595459802.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 227, "fewer_than_5": false, "raum": 71512585.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 159, "fewer_than_5": false, "raum": 125300277.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": null, "fewer_than_5": true, "raum": 107559931.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": null, "fewer_than_5": true, "raum": 3005764.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 96, "fewer_than_5": false, "raum": 46453255.0 }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/19258", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }