{
  "crd_number": 111166,
  "slug": "harbour-investment-management-l-l-c-edmonds-wa-111166",
  "primary_business_name": "HARBOUR INVESTMENT MANAGEMENT L.L.C.",
  "legal_name": "HARBOUR INVESTMENT MANAGEMENT L.L.C.",
  "dbas": [],
  "city": "Edmonds",
  "state": "WA",
  "country": "United States",
  "cbsa_code": "42660",
  "metro": {
    "cbsa_code": "42660",
    "common_name": "Seattle",
    "msa_name": "Seattle-Tacoma-Bellevue, WA",
    "path": "/advisors/wa/seattle"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1991-07-24",
  "years_registered": 35,
  "period": "2026-10-01",
  "filing_date": "2026-03-10",
  "carried_forward": false,
  "raum_total": 381560275.0,
  "raum_discretionary": 364663255.0,
  "raum_non_discretionary": 16897020.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 6,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 57959589.0,
      "count": 6
    },
    "individuals": {
      "raum": 48363947.0,
      "count": 99
    },
    "pension_profit_sharing": {
      "raum": 6131484.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 268879760.0,
      "count": 78
    },
    "corporations_other_businesses": {
      "raum": 225495.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "NH",
    "OR",
    "TX",
    "WA"
  ],
  "websites": [
    "https://harbourinvest.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111166",
  "city_as_filed": "EDMONDS",
  "url": "https://advisorcensus.com/firm/harbour-investment-management-l-l-c-edmonds-wa-111166",
  "display_name": "Harbour Investment Management L.L.C.",
  "summary": "Harbour Investment Management L.L.C. is an SEC-registered investment advisory firm in Edmonds, WA, registered since 1991, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.",
  "citation": "AdvisorCensus. Harbour Investment Management L.L.C. (CRD 111166): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Harbour Investment Management L.L.C. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Harbour Investment Management L.L.C. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Harbour Investment Management L.L.C. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 10, 2026 states: Up to $1,000,000: 0.8% a year; $1,000,000 to $2,000,000: 0.7% a year; $2,000,000 to $5,000,000: 0.5% a year; Above $5,000,000: 0.25% a year; Hourly rate: $200 an hour (multiple planning scenarios, further changes, and/or supplemental meetings). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Harbour Investment Management L.L.C. located?",
      "a": "Harbour Investment Management L.L.C.'s principal office is in Edmonds, WA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Harbour Investment Management L.L.C. registered with the SEC or a state?",
      "a": "Harbour Investment Management L.L.C. is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 111166."
    },
    {
      "q": "How much does Harbour Investment Management L.L.C. manage?",
      "a": "Harbour Investment Management L.L.C. reports $381,560,275 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (96% discretionary)."
    },
    {
      "q": "How have Harbour Investment Management L.L.C.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Harbour Investment Management L.L.C.: Regulatory assets under management: $365,039,380 in the October 2021 data and $381,560,275 in the October 2026 data, up 5%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Harbour Investment Management L.L.C. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (99); high net worth individuals (78); charitable organizations (6)."
    },
    {
      "q": "Which custodians does Harbour Investment Management L.L.C. use?",
      "a": "Harbour Investment Management L.L.C.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Harbour Investment Management L.L.C. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111166"
    },
    {
      "q": "Does Harbour Investment Management L.L.C. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 10, 2026 says: \"Our account minimum is $500,000 but smaller accounts may be accepted based on several factors including the client relationship.\""
    },
    {
      "q": "What changed in Harbour Investment Management L.L.C.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $470,591,159 to $381,560,275 (-19%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 365039380.0,
      "total_employees": 5,
      "filing_date": "2021-03-22"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 406862546.0,
      "total_employees": 4,
      "filing_date": "2022-09-26"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 367940951.0,
      "total_employees": 4,
      "filing_date": "2023-02-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 415531728.0,
      "total_employees": 4,
      "filing_date": "2024-02-09"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 470591159.0,
      "total_employees": 5,
      "filing_date": "2025-02-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 381560275.0,
      "total_employees": 6,
      "filing_date": "2026-03-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $470,591,159 to $381,560,275 (-19%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 10, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "0.8%"
      },
      {
        "band": "$1,000,000 to $2,000,000",
        "rate": "0.7%"
      },
      {
        "band": "$2,000,000 to $5,000,000",
        "rate": "0.5%"
      },
      {
        "band": "Above $5,000,000",
        "rate": "0.25%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $200 an hour (multiple planning scenarios, further changes, and/or supplemental meetings)"
    ],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 0.8% a year",
          "$1,000,000 to $2,000,000: 0.7% a year",
          "$2,000,000 to $5,000,000: 0.5% a year",
          "Above $5,000,000: 0.25% a year"
        ],
        "quotes": [
          "Fees may be negotiated for larger accounts or accounts affiliated with existing clients but are generally charged in accordance with the following fee schedule:",
          "First $1,000,000 0.80% Next $1,000,000 0.70% Next $3,000,000 0.50% Amount over $5,000,000 0.25%",
          "For clients who are not investment management clients, a base rate of $1,500 will be assessed on an annual basis for financial planning services. An additional hourly rate of $200 per hour may be charged"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000"
        ],
        "quotes": [
          "Our account minimum is $500,000 but smaller accounts may be accepted based on several factors including the client relationship."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $200 an hour (multiple planning scenarios, further changes, and/or supplemental meetings)"
        ],
        "quotes": [
          "An additional hourly rate of $200 per hour may be charged if there are multiple planning scenarios, further changes, and/or supplemental meetings."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 1000000.0,
          "rate_pct": 0.8
        },
        {
          "min": 1000000.0,
          "max": 2000000.0,
          "rate_pct": 0.7
        },
        {
          "min": 2000000.0,
          "max": 5000000.0,
          "rate_pct": 0.5
        },
        {
          "min": 5000000.0,
          "max": null,
          "rate_pct": 0.25
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 200.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "multiple planning scenarios, further changes, and/or supplemental meetings"
        }
      ]
    },
    "quotes": [
      "Fees may be negotiated for larger accounts or accounts affiliated with existing clients but are generally charged in accordance with the following fee schedule:",
      "First $1,000,000 0.80% Next $1,000,000 0.70% Next $3,000,000 0.50% Amount over $5,000,000 0.25%",
      "For clients who are not investment management clients, a base rate of $1,500 will be assessed on an annual basis for financial planning services. An additional hourly rate of $200 per hour may be charged",
      "Our account minimum is $500,000 but smaller accounts may be accepted based on several factors including the client relationship.",
      "An additional hourly rate of $200 per hour may be charged if there are multiple planning scenarios, further changes, and/or supplemental meetings."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab",
      "name_as_filed": "CHARLES SCHWAB",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/harbour-investment-management-l-l-c-edmonds-wa-111166.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 99,
      "fewer_than_5": false,
      "raum": 48363947.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 78,
      "fewer_than_5": false,
      "raum": 268879760.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 6131484.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 6,
      "fewer_than_5": false,
      "raum": 57959589.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 225495.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111166",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}