# Harborview Asset Management LLC

> Harborview Asset Management LLC is an SEC-registered investment advisory firm in Gig Harbor, WA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.

- CRD: 332767
- Filed as: HARBORVIEW ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Gig Harbor, WA
- Filing period: October 2026
- Form ADV filing dated: March 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332767
- AdvisorCensus page: https://advisorcensus.com/firm/harborview-asset-management-llc-gig-harbor-wa-332767

## Quick answers

**How is Harborview Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Harborview Asset Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Harborview Asset Management LLC located?**
Harborview Asset Management LLC's principal office is in Gig Harbor, WA, according to its Form ADV.

**Is Harborview Asset Management LLC registered with the SEC or a state?**
Harborview Asset Management LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332767.

**How much does Harborview Asset Management LLC manage?**
Harborview Asset Management LLC reports $124,743,958 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary).

**How have Harborview Asset Management LLC's assets and staff changed since 2025?**
In the Form ADV data for Harborview Asset Management LLC: Regulatory assets under management: $108,476,235 in the October 2025 data and $124,743,958 in the October 2026 data, up 15%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Harborview Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (15).

**Which custodians does Harborview Asset Management LLC use?**
Harborview Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Harborview Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332767

**Does Harborview Asset Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 5, 2026 says: "Our minimum account size is generally $250,000. We grant exceptions for a client’s related (smaller) accounts."

**What changed in Harborview Asset Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $108,476,235 to $124,743,958 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 5, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Our minimum account size is generally $250,000. We grant exceptions for a client’s related (smaller) accounts.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $124,743,958
- Discretionary: $124,743,958
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,823,186 |
| High net worth individuals | 15 | $122,920,772 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX, UT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $108,476,235 | 2 | January 21, 2025 |
| October 2026 | $124,743,958 | 2 | March 5, 2026 |

Regulatory assets under management: $108,476,235 in the October 2025 data and $124,743,958 in the October 2026 data, up 15%.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $108,476,235 to $124,743,958 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harborview Asset Management LLC (CRD 332767): Form ADV filing data as of October 2026.