# Harbor Wealth Management

> Harbor Wealth Management is a state-registered investment advisory firm, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 7, 2026.

- CRD: 116038
- Filed as: HARBOR WEALTH MANAGEMENT
- Legal name: Harbor Wealth Management Corp.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 7, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/116038
- AdvisorCensus page: https://advisorcensus.com/firm/harbor-wealth-management-116038

## Quick answers

**How is Harbor Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Harbor Wealth Management reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Harbor Wealth Management registered with the SEC or a state?**
Harbor Wealth Management is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 116038.

**How much does Harbor Wealth Management manage?**
Harbor Wealth Management reports $4,427,584 in regulatory assets under management in its Form ADV filing dated March 7, 2026 (0% discretionary).

**What types of clients does Harbor Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (10); high net worth individuals (2); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Does Harbor Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/116038

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $4,427,584
- Discretionary: $0
- Non-discretionary: $4,427,584

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $2,560,453 |
| High net worth individuals | 2 | $1,635,321 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $195,756 |
| Charitable organizations | 1 | $36,054 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harbor Wealth Management (CRD 116038): Form ADV filing data as of October 2026.