# Harbor Road Capital Management LLC

> Harbor Road Capital Management LLC is a state-registered investment advisory firm in Santa Monica, CA, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 9, 2026.

- CRD: 161364
- Filed as: HARBOR ROAD CAPITAL MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Santa Monica, CA
- Filing period: October 2026
- Form ADV filing dated: June 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/161364
- AdvisorCensus page: https://advisorcensus.com/firm/harbor-road-capital-management-llc-santa-monica-ca-161364

## Quick answers

**How is Harbor Road Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Harbor Road Capital Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Harbor Road Capital Management LLC located?**
Harbor Road Capital Management LLC's principal office is in Santa Monica, CA, according to its Form ADV.

**Is Harbor Road Capital Management LLC registered with the SEC or a state?**
Harbor Road Capital Management LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 161364.

**How much does Harbor Road Capital Management LLC manage?**
Harbor Road Capital Management LLC reports $500,000 in regulatory assets under management in its Form ADV filing dated June 9, 2026 (0% discretionary).

**What types of clients does Harbor Road Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (1).

**Does Harbor Road Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/161364

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $500,000
- Discretionary: $0
- Non-discretionary: $500,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 1 | $500,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- harborroadcap.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harbor Road Capital Management LLC (CRD 161364): Form ADV filing data as of October 2026.