# Harbor Point Capital Management, LLC

> Harbor Point Capital Management, LLC is a state-registered investment advisory firm in Woburn, MA, registered since 2010, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 153753
- Filed as: HARBOR POINT CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Woburn, MA
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/153753
- AdvisorCensus page: https://advisorcensus.com/firm/harbor-point-capital-management-llc-woburn-ma-153753

## Quick answers

**How is Harbor Point Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Harbor Point Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Harbor Point Capital Management, LLC located?**
Harbor Point Capital Management, LLC's principal office is in Woburn, MA, according to its Form ADV.

**Is Harbor Point Capital Management, LLC registered with the SEC or a state?**
Harbor Point Capital Management, LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 153753.

**How much does Harbor Point Capital Management, LLC manage?**
Harbor Point Capital Management, LLC reports $15,565,903 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**What types of clients does Harbor Point Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (19); individuals (other than high net worth individuals) (8).

**Does Harbor Point Capital Management, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/153753

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $15,565,903
- Discretionary: $15,565,903
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $262,416 |
| High net worth individuals | 19 | $15,303,487 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2010 (15 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.G: Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/153753

### Websites listed on Form ADV (Item 1.I)
- harborpcm.com
- LinkedIn @HARBOR-POINT-CAPITAL-MANAGEMENT-LLC

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harbor Point Capital Management, LLC (CRD 153753): Form ADV filing data as of October 2026.