{ "crd_number": 285895, "slug": "harbor-group-international-llc-norfolk-va-285895", "primary_business_name": "HARBOR GROUP INTERNATIONAL, LLC", "legal_name": "HARBOR GROUP INTERNATIONAL, LLC", "dbas": [], "city": "Norfolk", "state": "VA", "country": "United States", "cbsa_code": "47260", "metro": { "cbsa_code": "47260", "common_name": "Virginia Beach", "msa_name": "Virginia Beach-Chesapeake-Norfolk, VA-NC", "path": "/advisors/va/virginia-beach" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-01-03", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-04-20", "carried_forward": false, "raum_total": 3787606138.0, "raum_discretionary": 3787606138.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 293, "advisory_employees": 46, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 3787606138.0, "count": 96 } }, "compensation_types": [ "other", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "MD", "VA" ], "websites": [ "https://harborgroupint.com", "https://hgilending.com", "https://linkedin.com/company/harborgroupinternational" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285895", "city_as_filed": "NORFOLK", "url": "https://advisorcensus.com/firm/harbor-group-international-llc-norfolk-va-285895", "display_name": "Harbor Group International, LLC", "summary": "Harbor Group International, LLC is an SEC-registered investment advisory firm in Norfolk, VA, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 20, 2026.", "citation": "AdvisorCensus. Harbor Group International, LLC (CRD 285895): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Harbor Group International, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Harbor Group International, LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Harbor Group International, LLC located?", "a": "Harbor Group International, LLC's principal office is in Norfolk, VA, according to its Form ADV; the May 2026 filing also lists 3 other offices (Schedule D, Section 1.F)." }, { "q": "Is Harbor Group International, LLC registered with the SEC or a state?", "a": "Harbor Group International, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 285895." }, { "q": "How much does Harbor Group International, LLC manage?", "a": "Harbor Group International, LLC reports $3,787,606,138 in regulatory assets under management in its Form ADV filing dated April 20, 2026 (100% discretionary)." }, { "q": "How have Harbor Group International, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Harbor Group International, LLC: Regulatory assets under management: $1,246,312,170 in the October 2021 data and $3,787,606,138 in the October 2026 data, up 204%. Total employees: 75 in October 2021 and 293 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Harbor Group International, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (96)." }, { "q": "Does Harbor Group International, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285895" }, { "q": "What changed in Harbor Group International, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 57 to 46. Regulatory assets under management went from $4,231,274,710 to $3,787,606,138 (-10%). Changed its office addresses in Baltimore, MD. No longer lists an office in Los Angeles, CA." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1246312170.0, "total_employees": 75, "filing_date": "2021-03-25" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1937887379.0, "total_employees": 128, "filing_date": "2022-07-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2752252504.0, "total_employees": 129, "filing_date": "2023-07-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3774044152.0, "total_employees": 277, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4231274710.0, "total_employees": 291, "filing_date": "2025-04-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3787606138.0, "total_employees": 293, "filing_date": "2026-04-20" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 57 to 46.", "Regulatory assets under management went from $4,231,274,710 to $3,787,606,138 (-10%).", "Changed its office addresses in Baltimore, MD.", "No longer lists an office in Los Angeles, CA." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/harbor-group-international-llc-norfolk-va-285895.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 96, "fewer_than_5": false, "raum": 3787606138.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285895", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }