# Harbor Financial Institute Ltd

> Harbor Financial Institute Ltd is an exempt reporting adviser in Denver, CO, filing reports since 2025. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 340081
- Filed as: HARBOR FINANCIAL INSTITUTE LTD
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: Denver, CO
- Filing period: October 2026
- Form ADV filing dated: December 17, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/340081
- AdvisorCensus page: https://advisorcensus.com/firm/harbor-financial-institute-ltd-denver-co-340081

## Quick answers

**Where is Harbor Financial Institute Ltd located?**
Harbor Financial Institute Ltd's principal office is in Denver, CO, according to its Form ADV.

**How does Harbor Financial Institute Ltd report to regulators?**
Harbor Financial Institute Ltd is an exempt reporting adviser, filing reports since 2025. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 340081.

**Does Harbor Financial Institute Ltd report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/340081

**What changed in Harbor Financial Institute Ltd's recent Form ADV filings?**
In the January 2026 filing data: Began filing reports as an exempt reporting adviser.

## From the Form ADV filing

### Firm details
- Reporting since: 2025 (0 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### January 2026
- Began filing reports as an exempt reporting adviser.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Harbor Financial Institute Ltd (CRD 340081): Form ADV filing data as of October 2026.